Regulatory Framework Manager
Current- Led the delivery of annual financial crime risk assessments, demonstrating strong analytical and problem-solving skills in resolving issues and coordinating communication across first and second-line colleagues. Leveraging expertise in risk management and compliance to ensure regulatory adherence.- Managed the risk appetite statement for financial crime, conducting thorough data analysis and trend identification to provide strategic recommendations to management across all levels.- Played a pivotal role in drafting and articulating clear and concise reports, including the CRO Report, Financial Crime Report, and SAR reporting to the NCA, contributing to improved regulatory compliance and risk mitigation strategies.- Conducted end-to-end horizon scanning processes, ensuring timely dissemination of relevant information to key stakeholders and proactive identification of potential risks and opportunities.- Organized and facilitated ERM forums, fostering collaboration and knowledge sharing to enhance risk awareness and prevent breaches or incidents.- Developed and implemented comprehensive training modules, including Combat Financial Crime and Conduct Risk, ensuring compliance with regulatory requirements and promoting a culture of risk awareness and customer-centricity.- Proactively collaborated with other Risk Management colleagues to develop enterprise-wide solutions and drive performance improvement initiatives.- Established and managed outsourcing and third-party relationships, ensuring contractual obligations were met and conducting annual risk assessments to mitigate cross-taxonomy risks.