Sheila Bailey Email & Phone Number

I am a dedicated, results-driven Financial Services Compliance Officer with a proven track record of ensuring regulation is followed and enjoyed by all. This includes gaining commitment from management, administration teams and advisers to embed strong regulatory processes within the firm. My passion lies in navigating the landscape of financial regulations, implementing robust compliance frameworks, and driving sustainable business practices. With an eye for detail and a commitment to ethical conduct, I am strong at mitigating risk and safeguarding the integrity of financial operations.I have successfully implemented a comprehensive compliance program, ensuring that there are no regulatory incidents. Developed and conducted tailored training programs for staff, fostering a culture of compliance awareness and responsibility across the firm. I have completed audits at firms to ensure that they meet their regulatory requirements, I have used this knowledge and experience to ensure that my firm meets their regulatory requirements. I am skilled in: Regulatory ComplianceRisk ManagementPolicy DevelopmentAuditing and InvestigationsTraining and DevelopmentCross-functional CollaborationChange ManagementAML/KYC