Shruthika Shetty Email & Phone Number

Conducting periodic reviews on individualPerform background screening on the client’s name and related individuals using tools like World Check / DowJones / Factiva and google Regulate PEP/negative news and sanctions check to ensure KYC completeness, accuracy and quality/readiness Monitor transactions of the customers, including accessing customer.

Mumbai, Maharashtra, India

• Evaluating and Approving customer account documentations and supporting information in order to determine whether they satisfy the client Review identification requirements as per AML policies and procedures
• Conducting reviews on all KYC profiles of all entity types which include Government entities, regulated/Unregulated entities, private companies, listed entities and clients across different regions as per their risk.
• Reviewing all required AML/KYC Regulatory requirements for all client types
• Responsible for performing Rolling Review on existing customers, to confirm the information on file, reconfirm the customer's profile
• Following up with clients and business to retrieve documents and send chasers on weekly-basis
• Conduct the background screening on the Client name & other officials' names using tools such as World Check / Dow Jones / Factiva. Also conduct PEP/negative news and sanctions check to ensure KYC completeness.

• Documentation and Verification of Consumer and Business Banking account including Onboarding Client search
• Review information currently held on due diligence files against the current due diligence policy and regulatory requirements-Identify any shortfalls.
• Review classification of client and confirm the classification is correct in the light of nature of business conducted by the client
• Obtain research information as appropriate via company annual report and third-party data vendors such as Capital IQ, Hoovers, Orbis, and Bloomberg etc.
• Perform internet research to independently confirm name change and to establish whether to change to corporate structure or shareholding
• Assisting in the development of current procedures and record keeping systems

• Expenses vendor transactions and payment.
• Booking of vendor supplier invoices relating to all service work.
• Processing bills relating to reverse charges mechanism.
• Solving all queries in case of wrong bills and wrong service tax charged.
• Respond to all vendor queries regarding payments.
• Assist on month end activities. Providing remittance advice to suppliers

Education record

Education record

Bbi, Banking And Insurance

Master In Management Studies, Finance