Shruti Bangera Email & Phone Number

Toronto, ON, CA

Toronto, Ontario, Canada

• Highly skilled in understanding and maintaining operational processes, including assisting peers and leadership with creating SOPs, UAT testing, and implementing a quality control review of operational activities.

• Auditing various transactions including Transfers, Treasury directions, Restricted transfers, Legend removal, Warrant exercises, Conversions, Corporate actions, loads, Escrow releases and TRAX.

• Probes to understand customer needs and provides advice related to personal banking and credit card strategies in the best interests of the customer.
• Manages all transactional outcomes of customer call or defers to appropriate internal business groups.
• Pulse prime member or employee representative for the team.

Mumbai Area, India

• Created and updated Live public issues and forthcoming public issues on the Exchange website.
• Troubleshooted various issues on IBBS-(Internet based-book building Software) used to submit application electronic forms for Public issues by nationwide broker network of Stock Exchanges.
• Created and managed modules for IPOs, primary market offerings, secondary market buybacks and offer for sale.
• Providing periodical reports to World Federation exchanges (WFE) and resolving data issues.

Mumbai Area, India

• Handled various operational activities relating to various segments of the exchange.
• Conducted EOD processing and settlement for Currency Derivatives.
• Handled Government and corporate debt auction and allocation of FII limits on proposed open bidding sessions through an Internet based system called EbidXchange.
• Submitted the final allocation to SEBI and RBI after the Auction.
• Generated periodic reports with respect to BSE indices-BSE SENSEX to update the regulators of the turnaround.
• Collected current currency rates from Bloomberg for EOD currency derivatives settlement.

Mumbai, Maharashtra, India

• Handled operational and settlement activities of OTC fixed income securities (corporate bond, G-Sec, wholesale debt market (WDM)).
• Creation of market makers for SME, updating quotes for scrip offered by them in the system and handled the process of de-registration if requested.
• Sent daily reports to SEBI and RBI regarding the OTC debt market to update them of the daily turnaround.

Mumbai Area, India

• Onboarding members of the exchange during the launch of new membership drive.
• Conducted interviews of the members for eligibility and preparing minutes and agendas.
• Handling Compliance of change in Directors, Compliance Officers, Authorized person and Turnover Certificates.

Canadian Securities Course

Master'S Degree, Accounting And Finance

Bachelor Of Commerce - Bcom, Taxation

Higher Secondary

Education record