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🌲 ♻️ Fix the Climate Change the World 🌎 🌳 🤖 Artificial Intelligence 🤖 Web3 🕸️3️⃣ FinTech 🏦I serve as Chairman of the Board of Directors for Napster Music, Inc. I am also a graduate of the 18 month Harvard Business Analytics Program, a joint program of Harvard Business School, Harvard Faculty of Arts and Sciences and John A. Paulson School of Engineering and Applied Sciences. I am currently Chief Operating Officer at Catona Climate and Board Adviser to Vestwell and prior served as Special Securities Counsel, General Counsel - Regulatory & CCO to Vestwell, an award-winning Goldman Sachs, Point72 Ventures and Fidelity F-Prime Venture Capital financed Series B fintech start-up. Preceding, I was at Aretec Group Inc. (f/k/a RCS Capital) where I was appointed Special Regulatory Counsel to the CEO of Aretec [Holding Company for Cetera Financial Group] by the board of directors. Before Aretec, I served as Head of Distribution Compliance for Columbia Threadneedle Investments from April 2008 to Oct. 2014, after joining Columbia and Bank of America in 2008 as a Senior Vice President & Global Investment Management Compliance Executive. Prior to Bank of America, I was, for 3 years, at Citigroup as CCO - Senior Vice President of an international JV of Citi and State Street. Preceding, I spent 5 years at UBS, leading 10 attorneys as Associate General Counsel & FVP in the Legal Department. I also served as Deputy CAO of the Investment Consulting Division. I was an Assistant General Counsel at PaineWebber, when acquired by UBS in 2000. Prior, I spent 2 years with NY Life’s Office of the General Counsel. I began my career as a Judicial Clinical Intern to the Hon. Edward R. Karazin at the State of Connecticut Superior Court. I hold a JD from St. John’s University School of Law, where I was a Senior Board Member - Moot Court Honor Society and Editor-in-Chief of the St. John’s University School of Law Forum, and a BS from Northeastern University. I am admitted to the bar in NY and CT and hold FINRA Series 7, 24 registrations.
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FounderCapna Holdings, Inc.Los Angeles, Ca, Us -
Chief Operating OfficerCatona Climate Jan 2024 - PresentMarina Del Rey, Ca, UsChief Operating Officer and Head of Legal, Finance, Human Resources, Operations, Information Technology, Compliance and Internal Audit. -
General Counsel - Chief Legal OfficerCatona Climate Sep 2019 - Jan 2024Marina Del Rey, Ca, UsPresent: COO & Head of Legal Catona ClimatePresent: Board Adviser & Equity Stakeholder Catona ClimatePresent: Board Director - The Catona Climate Foundation, Inc. - (501c-3) Chief Legal Officer and CCO/September 2019 - December 2022.Chief Executive Officer - affiliated broker dealer 2020 - 2022Principal Financial Officer - The Redwood Fund 2020 - 2022 (ESG Large Cap Value 40 Act Mutual Fund) -
Board Adviser To Vestwell, A Goldman Sachs, Point72 Ventures And Fidelity F-Prime Backed CompanyVestwell Nov 2016 - PresentNew York, Ny, UsGeneral Counsel and Chief Compliance Officer November 2016 to May 2018.Equity Stakeholder 2016-PresentSpecial Securities Counsel and Board Adviser May 2018 to September 2019.Board Adviser to Vestwell September 2019 to Present. -
Board ChairCatona Climate Foundation, Inc. Sep 2023 - Present
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Chairman Of The Board Of DirectorsNapster Jul 2023 - Nov 2024Seattle, UsMember of the Board of Directors for:Napster Music, Inc. Napster Holdings, Inc. Rhapsody International, Inc. Hypnos Capital, LLC -
Special Regulatory Counsel To Ceo Aretec Group Inc (Holding Co. For Cetera Financial Group)Cetera Financial Group Oct 2014 - Nov 2016San Diego , Ca, UsBoard of Directors appointed Special Regulatory Counsel to CEO of Aretec [hold co of Cetera Financial] -
Senior Vice President Bank Of America - Columbia ManagementBank Of America Merrill Lynch Apr 2008 - Oct 2014Charlotte, Nc, Us(See same role with Ameriprise Financial from May 2010 to October 2014) -
Head Of Distribution Compliance - Ameriprise - Vice President - General Counsel’S OrganizationColumbia Threadneedle Investments, Us Apr 2008 - Oct 2014Boston, Massachusetts, UsTransitioned to Ameriprise with the sale of Columbia Management from Bank of America in 2010. -
Chief Compliance Officer - Senior Vice President - CitigroupCiti May 2005 - Apr 2008New York, New York, UsEntity level CCO and head of global compliance for a 3,600 employee joint venture - CitiStreet LLC, a State Street and Citigroup Company (Now Voya), including all US locations and locations in Australia. -
Deputy Chief Administrative Officer/First Vice PresidentUbs Apr 2000 - May 2005Zurich, ChOctober 2003 - May 2005Deputy CAO of $50Billion+ AUM line of business for UBS Financial Services. -
Managing Associate General Counsel/First Vice PresidentUbs Apr 2000 - May 2005Zurich, ChApril 2000 - October 2003Managed a group of 10 attorneys in the legal department of UBS, and prior UBS PaineWebber, Covering alternative dispute resolution and litigation matters for UBS’ large US retail broker-dealer. -
Office Of The General Counsel - New York Life Inurance CompanyNew York Life Insurance Company 1998 - 2000New York, New York, UsADR Unit, Litigation Section -
Judicial Clinical Intern - Connecticut Judicial BranchState Of Connecticut Jan 1997 - Jun 1997Hartford, Connecticut, UsJudicial Clinical Intern to Chief Administrative Judge Edward R. Karazin, Jr.
Mike Shuckerow Skills
Mike Shuckerow Education Details
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Northeastern UniversityCj & Political Science -
Harvard Business SchoolBusiness Analytics - Data Science -
St. John'S University School Of LawLaw
Frequently Asked Questions about Mike Shuckerow
What company does Mike Shuckerow work for?
Mike Shuckerow works for Capna Holdings, Inc.
What is Mike Shuckerow's role at the current company?
Mike Shuckerow's current role is Founder.
What is Mike Shuckerow's email address?
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What is Mike Shuckerow's direct phone number?
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What schools did Mike Shuckerow attend?
Mike Shuckerow attended Northeastern University, Harvard Business School, St. John's University School Of Law.
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Mike Shuckerow has interest in Europe, Middle East, Asia Pacific.
What skills is Mike Shuckerow known for?
Mike Shuckerow has skills like Securities, Financial Services, Asset Management, Securities Regulation, Mutual Funds, Finra, Hedge Funds, Investments, Investment Management, Equities, Risk Management, Alternative Investments.
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