AeroLeads people directory · profile
Mike Shuckerow Email & Phone Number
Founder
at
CapNa Holdings, Inc.
1 work email found
@rcscapital.com
2 phones found area 917
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 100%
Who is Mike Shuckerow? Overview
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Quick answer
Mike Shuckerow is listed as Founder at CapNa Holdings, Inc., based in Los Angeles, California, United States. AeroLeads shows a work email signal at rcscapital.com, phone signal with area code 917, and a matched LinkedIn profile for Mike Shuckerow.
Mike Shuckerow previously worked as Chief Operating Officer at Catona Climate and General Counsel - Chief Legal Officer at Catona Climate. Mike Shuckerow holds Bs, Pre-Law, Cj & Political Science from Northeastern University.
Company email context
Email format at CapNa Holdings, Inc.
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mshuckerow@rcscapital.com
76% confidence
AeroLeads found 1 current-domain work email signal for Mike Shuckerow. Compare company email patterns before reaching out.
Profile bio
About Mike Shuckerow
🌲 ♻️ Fix the Climate Change the World 🌎 🌳 🤖 Artificial Intelligence 🤖 Web3 🕸️3️⃣ FinTech 🏦I serve as Chairman of the Board of Directors for Napster Music, Inc. I am also a graduate of the 18 month Harvard Business Analytics Program, a joint program of Harvard Business School, Harvard Faculty of Arts and Sciences and John A. Paulson School of Engineering and Applied Sciences. I am currently Chief Operating Officer at Catona Climate and Board Adviser to Vestwell and prior served as Special Securities Counsel, General Counsel - Regulatory & CCO to Vestwell, an award-winning Goldman Sachs, Point72 Ventures and Fidelity F-Prime Venture Capital financed Series B fintech start-up. Preceding, I was at Aretec Group Inc. (f/k/a RCS Capital) where I was appointed Special Regulatory Counsel to the CEO of Aretec [Holding Company for Cetera Financial Group] by the board of directors. Before Aretec, I served as Head of Distribution Compliance for Columbia Threadneedle Investments from April 2008 to Oct. 2014, after joining Columbia and Bank of America in 2008 as a Senior Vice President & Global Investment Management Compliance Executive. Prior to Bank of America, I was, for 3 years, at Citigroup as CCO - Senior Vice President of an international JV of Citi and State Street. Preceding, I spent 5 years at UBS, leading 10 attorneys as Associate General Counsel & FVP in the Legal Department. I also served as Deputy CAO of the Investment Consulting Division. I was an Assistant General Counsel at PaineWebber, when acquired by UBS in 2000. Prior, I spent 2 years with NY Life’s Office of the General Counsel. I began my career as a Judicial Clinical Intern to the Hon. Edward R. Karazin at the State of Connecticut Superior Court. I hold a JD from St. John’s University School of Law, where I was a Senior Board Member - Moot Court Honor Society and Editor-in-Chief of the St. John’s University School of Law Forum, and a BS from Northeastern University. I am admitted to the bar in NY and CT and hold FINRA Series 7, 24 registrations.
Listed skills include Securities, Financial Services, Asset Management, Securities Regulation, and 46 others.
Current workplace
Mike Shuckerow's current company
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14 roles · 29 years
Mike Shuckerow work experience
A career timeline built from the work history available for this profile.
Chief Operating Officer
CurrentChief Operating Officer and Head of Legal, Finance, Human Resources, Operations, Information Technology, Compliance and Internal Audit.
Jan 2024 - Present
General Counsel - Chief Legal Officer
Present: COO & Head of Legal Catona ClimatePresent: Board Adviser & Equity Stakeholder Catona ClimatePresent: Board Director - The Catona Climate Foundation, Inc. - (501c-3) Chief Legal Officer and CCO/September 2019 - December 2022.Chief Executive Officer - affiliated broker dealer 2020 - 2022Principal Financial Officer - The Redwood Fund 2020 - 2022 (ESG Large Cap Value 40 Act Mutual Fund)
Sep 2019 - Jan 2024
Board Adviser To Vestwell, A Goldman Sachs, Point72 Ventures And Fidelity F-Prime Backed Company
CurrentGeneral Counsel and Chief Compliance Officer November 2016 to May 2018.Equity Stakeholder 2016-PresentSpecial Securities Counsel and Board Adviser May 2018 to September 2019.Board Adviser to Vestwell September 2019 to Present.
Nov 2016 - Present
Board Chair
Current
Catona Climate Foundation, Inc.
Sep 2023 - Present
Chairman Of The Board Of Directors
Member of the Board of Directors for:Napster Music, Inc. Napster Holdings, Inc. Rhapsody International, Inc. Hypnos Capital, LLC
Jul 2023 - Nov 2024
Special Regulatory Counsel To Ceo Aretec Group Inc (Holding Co. For Cetera Financial Group)
Board of Directors appointed Special Regulatory Counsel to CEO of Aretec [hold co of Cetera Financial]
Oct 2014 - Nov 2016
Senior Vice President Bank Of America - Columbia Management
(See same role with Ameriprise Financial from May 2010 to October 2014)
Apr 2008 - Oct 2014
Head Of Distribution Compliance - Ameriprise - Vice President - General Counsel’S Organization
Transitioned to Ameriprise with the sale of Columbia Management from Bank of America in 2010.
Apr 2008 - Oct 2014
Chief Compliance Officer - Senior Vice President - Citigroup
Entity level CCO and head of global compliance for a 3,600 employee joint venture - CitiStreet LLC, a State Street and Citigroup Company (Now Voya), including all US locations and locations in Australia.
May 2005 - Apr 2008
Deputy Chief Administrative Officer/First Vice President
October 2003 - May 2005Deputy CAO of $50Billion+ AUM line of business for UBS Financial Services.
Apr 2000 - May 2005
Managing Associate General Counsel/First Vice President
April 2000 - October 2003Managed a group of 10 attorneys in the legal department of UBS, and prior UBS PaineWebber, Covering alternative dispute resolution and litigation matters for UBS’ large US retail broker-dealer.
Apr 2000 - May 2005
Office Of The General Counsel - New York Life Inurance Company
ADR Unit, Litigation Section
1998 - 2000
~2 yrs
Judicial Clinical Intern - Connecticut Judicial Branch
Judicial Clinical Intern to Chief Administrative Judge Edward R. Karazin, Jr.
Jan 1997 - Jun 1997
3 education records
Mike Shuckerow education
Bs, Pre-Law, Cj & Political Science
Northeastern University
Harvard Business Analytics Program Graduate 2021, Business Analytics - Data Science
Harvard Business School
Juris Doctor, Law
St. John'S University School Of Law
FAQ
Frequently asked questions about Mike Shuckerow
Quick answers generated from the profile data available on this page.
What company does Mike Shuckerow work for?
Mike Shuckerow works for CapNa Holdings, Inc..
What is Mike Shuckerow's role at CapNa Holdings, Inc.?
Mike Shuckerow is listed as Founder at CapNa Holdings, Inc..
What is Mike Shuckerow's email address?
AeroLeads has found 1 work email signal at @rcscapital.com for Mike Shuckerow at CapNa Holdings, Inc..
What is Mike Shuckerow's phone number?
AeroLeads has found 2 phone signal(s) with area code 917 for Mike Shuckerow at CapNa Holdings, Inc..
Where is Mike Shuckerow based?
Mike Shuckerow is based in Los Angeles, California, United States while working with CapNa Holdings, Inc..
What companies has Mike Shuckerow worked for?
Mike Shuckerow has worked for Capna Holdings, Inc., Catona Climate, Vestwell, Catona Climate Foundation, Inc., and Napster.
How can I contact Mike Shuckerow?
You can use AeroLeads to view verified contact signals for Mike Shuckerow at CapNa Holdings, Inc., including work email, phone, and LinkedIn data when available.
What schools did Mike Shuckerow attend?
Mike Shuckerow holds Bs, Pre-Law, Cj & Political Science from Northeastern University.
What skills is Mike Shuckerow known for?
Mike Shuckerow is listed with skills including Securities, Financial Services, Asset Management, Securities Regulation, Mutual Funds, Finra, Hedge Funds, and Investments.
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