Jonathan Shum, Cpa Email & Phone Number

Chicago, Illinois, United States

• Analyze NFA Members’ business and financial operations to ensure compliance with NFA requirements• Verify and review NFA Members’ books, records, financial statements by comparing items to outside sources and documenting findings on audit work papers• Interact with the general public and NFA Members to provide guidance on NFA rules and regulations• Investigate customer complaints to determine if a NFA Member has violated any rules• Uncovered fifteen citations during NFA Member… Show more • Analyze NFA Members’ business and financial operations to ensure compliance with NFA requirements• Verify and review NFA Members’ books, records, financial statements by comparing items to outside sources and documenting findings on audit work papers• Interact with the general public and NFA Members to provide guidance on NFA rules and regulations• Investigate customer complaints to determine if a NFA Member has violated any rules• Uncovered fifteen citations during NFA Member examinations • Completed thirteen different exams while working effectively with various personalities on the different audit teams• Series 3 Licensed Show less

• Conducted audits of company financial records, internal controls and tax returns to determine compliance with Missouri corporate income tax laws• Collected over $500,000 in taxes owed to Missouri• Worked closely with company financial statements • Initiated audits by communicating with taxpayers or their accounting or legal representatives and obtain necessary records and responds to taxpayer inquiries• Developed potential tax audit leads using departmental databases, previous… Show more • Conducted audits of company financial records, internal controls and tax returns to determine compliance with Missouri corporate income tax laws• Collected over $500,000 in taxes owed to Missouri• Worked closely with company financial statements • Initiated audits by communicating with taxpayers or their accounting or legal representatives and obtain necessary records and responds to taxpayer inquiries• Developed potential tax audit leads using departmental databases, previous audit records and business publications • Prepared audit work papers documenting the scope of the audit, records reviewed, correspondence and other supporting documentation Show less

Schaumburg, Il

• Prepared invoice forms for the construction of new telecommunication sites• Inputted financial data reports into system database using Oracle• Handled, prepared, and managed multiple special projects • Calculated and verified financial data and ensured accuracy of accounting records

Wood Dale, Il

• Analyzed credit data and determined the degree of risk involved in extending credit to customers• Consulted with customers and resolved complaints and verified credit transactions• Managed major accounts to reduce past dues • Reviewed customer file to identify and select delinquent accounts for collection