Shyamol Sengupta Email & Phone Number

- Senior Banking Operations, Risk & Control Leader with diverse experience across culturally distinct set-ups [Goldman Sachs [10y] & Credit Suisse [9y+].  - Functions covered included Investment Banking Operations, Global Wealth Management Operations across multiple asset classes and through the trade life-cycle. - With a stellar track record of building & leading Centers of Excellence as well as running robust First Line of Defence Risk and Controls teams whilst partnering across geographies with business stakeholders in a fast-paced global environment. - Built out a Global Quality Assurance (QA) Utility in line with CS's Bank-wide Quality Assurance Standards. - Created and delivered a robust First line of Defense control agenda for complex & diverse operations functions across the Bank, delivering several successful audits and risk reviews & drastic reduction in financially impacting errors.Valued for the ability to steer transformation & change whilst achieving operational excellence. Transformed the controls agenda in partnership with key stakeholders in Second & Third line of Defence – Operational Risk, Compliance, Audit with end to end reviews, risk identification, core strengthening & automationPassionate about Instilling & Developing Risk Culture with strong people skills & succession planning. Built & groomed a team of ~26 next generation risk leaders globally (including 2 DIRs, 7 VPs) with the product & controls expertise through focused training.Known for strong partnerships, being able to make the world smaller and the ability to influence positive outcomes.

Listed skills include Securities, Capital Markets, Investment Banking, Derivatives, and 14 others.