Sidharth Mehta Email & Phone Number

Jersey City, Nj, Us

Jersey City, New Jersey, United States

Operations Line Control Interim head for Global Lending Ops (GLO) responsible for developing & maintaining comprehensive framework to proactively identify and mitigate operational risk. As part of the role, established Line Control function for Lending comprising geographically aligned team of #14 control officers with presence across all global clusters. Partnering with operations line staff, Line Control assists in the proactive management of operating risk, BAU Operational processes, Regulatory requirements, Internal Policy adherence, New Business initiatives, Internal Audit exam participation and remediation of control issues and risk events through co-ordination across internal operations teams, as well as other control groups within the 2nd and 3rd lines of defense.

Seoul, Korea

As part of 1-year Leadership development assignment, coordinated for regulatory examinations and external regulatory reviews including direct interface with OCC (Office of the Comptroller of the Currency) during Korea bank entity review in 2016 for Citibank. Responsibilities included interpretation of the regulatory ask and liaising with teams locally and outside Korea for drafting, reviewing and submission/walkthrough of the deliverables. Additional responsibilities included: • Korea bank entity technology strategy formulation and annual review with Korea regulator• Risk management including coordination for Data Privacy (DPO), Due Diligence, Internal policy GAP analysis

Singapore

As part of 6-month Leadership development assignment, led the initiative of new version roll out for control governance framework for consumer Ops (RCCPM) including mapping subsequent changes to gold copy MCA PRC and eDCFC standard checkpoint to ensure and track compliance. Additional responsibilities included:• Coordination with countries for Escheatment process GAP analysis & mitigation• GAP analysis of APAC and EMEA control standards & consequent augmentation as a precursor to EMEA consumer business integration with APAC business

Hong Kong

As part of 6-month Leadership development assignment, supported Shanghai–HK stock connect and Third Party clearance implementation for broker dealer entity. Responsibilities included working with Business, Security Services Ops and Market Tech on trade flow design and implementation including associated testing on UAT from HK Equity clearance perspective• Project team, Shanghai–HK stock connect and Third Party Clearance(TPC) for HK Equity • ASPEN (Asset Servicing Processing Environment) UAT for broker dealer and prime brokerage businesses including announcement capture, stock record capture and client notification

Mumbai And Bangalore

Securities Services OpsManaged multiple functions for India Direct Custody and Clearing (DCC) including FX Inward processing,Instructions, trade processing & client services during 3 years with India custody. Salient responsibilities included: FX desk unit lead, responsible for processing inward remittances (FCY to INR) including FX booking and settlement, this entailed regular interaction with FX trader, client executive, treasury Ops, settlement teams et. al. Unit lead for Instruction and trade processing unit for equity & debt. transactions Customer Service representative for Foreign Institutional Investor(FII) clients Spearheaded re-engineering projects including Auto Fund confirmation, feasibility of single pipeimplementation, process standardization et. al. Tax reporting and subsequent processing of tax payment for foreign clients in consultation with clientappointed accountant(CPA) Spearheaded migration of critical regulatory reports and process migration between locations

Mumbai Area, India

Selected as part of Corporate Development Program(CDP) offered at select campuses. Worked as Asset servicing customer service representative for global custody including Income & Corporate Actions. Responsible for root cause analysis and remediation of customer queries by liaising with global Ops and relationship managers.Part of JP Morgan’s Global strategic initiative of enhancing client satisfaction by reducing Asset Servicing breaks, Achieved 20 % enquiry reduction through:• Week on week root cause analysis and remediation by creating strategic and tactical Business Requirement document (BRD) & Driving Change management with clients and internal operations teamsStrategic Initiatives•POC for Client Service Workstation(CSW): Initiative to re engineer JPM- client interface

Mumbai Area, India

Formulation and Implementation of Dispatch Logic for L'Oréal India Pvt Ltd. spanning 4 Regions and 18 Carrying and Forwarding Agents (CFA) by jointly working with Accenture Consulting•Secured a Pre Placement Interview offer (PPI) from L'Oréal•Carried Costing analysis to optimize cost based on the outcome proposed by the new logic•Developed Key Performance Indicator (KPI) to quantify adherence to logic, KPI acted as a lead indicator for fill rates

Mumbai

Evaluated and realigned the corporate communication strategy for Oil and Gas major through causal analysis based on employee survey and Focused group discussion(FGD’s); Benchmarked corporate communication strategy with industry competitors

Mumbai Area, India

Worked on Business Intelligence Global standards (BIGS) project, an Enterprise Resource Planning (ERP) initiative by a Fortune top 5 Global Oil Giant• Supply Chain: Proposed improvement for supply chain visibility by extending ERP to the secondary customer level• Worked on Business Intelligence system which integrated and analyzed data from across 40 countries thus acting as a Decision Support System for the senior management• Led a team of four associates in conceptualizing MDM (Master Data Management) solution for the client• Spearheaded setting up of Digital Oil Field for future Centre of Excellence at TCS Mumbai

Master'S Degree, Business Administration And Management, General

Activities and Societies: • Event Manager Navonmesh, the International Business strategy and Venture capital challenge event of Avenues.

Bachelor'S Degree, Electronics And Communiction Engineering, Honors

Activities and Societies: • Coordinator for the study of Interdepartmental functioning and coordination within organization at Bharti.