Sierra Wise Email & Phone Number

United States

Perform reviews and provide key decisions through the enhanced due diligence (EDD) processes for US region Corporate Bank high-risk & elevated-risk Deutsche Bank client relationships, at various client lifecycle stages in an effective and efficient timeframeConduct client risk assessments on escalated client files; risk assessments include reviewing and challenging; country, industry, entity, channel, and product risks, including special risk factors such as PEPs, adverse media, complex ownership structures, links to special risk factors, and various reputational concernsReview and assess appropriateness of temporary and permanent waiver requests relating to alternative verification measuresPerform completeness and accuracy validations of client screenings and address potential matches, document the assessment/disposition of screening results according to procedures and guidanceAnalyze and provide recommended remediation efforts for clients that present AFC risk; advise Business and KYC colleagues on enquires and issues arising from client onboarding process

United States

Work on the Financial Crimes Compliance team within Financial Services Risk Management department to support clients with improvement, remediation, and business as usual initiatives related to their AML/BSA and sanctions compliance programs while managing sensitive information and maintaining confidentialityDirectly train large teams of new hires and experienced analysts by leading training sessions that encompass both Actimize and SAS case management systems, Microsoft Excel, investigative research tools (RDC, LexisNexis, etc.), and reporting Supervise team of six (6) new Quality Control Analysts through the pre-QC process and ensure they are ready to work independently at a high level of quality/efficiency Develop strategies and launch new hire training process improvements and revisions, including creating and distributing benchmark surveys/updated materials, and various educational resourcesProcess, analyze, close, and document 600+ compliance assessments per Know Your Customer, USA PATRIOT ACT, and Bank Secrecy Act via AML automated alerts or manually received reports and referralsAnalyze and interpret customer transactional records, including ACH, wires, and loans, and legal documentation as well as corporate and legal structures of clients’ customer base; aggregate data from multiple sources to provide a comprehensive report of customers’ risk rating and other potential financial crimes concerns

Ponte Vedra Beach, Fl