Seasoned professional with a strong focus on risk mitigation across multiple lines of business, particularly in Investigations, Surveillance, Compensation Planning, and Talent Management. With extensive experience in Anti-Money Laundering (AML), the Bank Secrecy Act (BSA), and the USA Patriot Act, ensuring strict adherence to critical regulatory frameworks, blending legal and security expertise.My background spans across Prime Brokerage, Hedge Funds, Portfolio Margin, Equities, Options, Fixed Income, and Derivatives, enabling me to provide comprehensive oversight in financial services. I am proficient in leading industry tools such as Actimize, LexisNexis, and Nasdaq SMARTS Trade Surveillance.Core Competencies:People Leadership | Critical Thinking | Monitoring, Surveillance, and Testing | Regulatory Compliance | Risk Management | Coaching | Issue Management | Policies, Procedures, and Guidelines Management | Strategy Planning and Development | Stakeholder Engagement | Business Acumen | Talent Development | Written CommunicationsSpecialties:Regulatory Compliance | Risk Management | Project Management | Anti Money Laundering (AML) | Bank Secrecy Act (BSA) | Financial Services | Prime Brokerage | Portfolio Management |Artificial Intelligence | Leadership | Operations ManagementOutside of work, I am an active community philanthropist and am fluent in Portuguese.