Simon Hands Email & Phone Number

Wroxham

Providing bespoke compliance and Pension Transfer Specialist services to small and medium sized directly authorised Independent and Restricted Financial Advisers. Whether you require focussed Compliance support to address a specific area of need, or a full scope audit to identify the range of potential risks you face as a Financial Services business and how these can be effectively mitigated, I will be happy to help.Hands on Compliance Limited it a member of the Association of Professional Compliance Consultants.

Managing all aspects of day to day compliance and riskPension transfer specialist Training and Competence for all RI's

Norwich

I initially joined Lucas Fettes and Partners working exclusively on Compliance and to perform the role of Pension Transfer Specialist, however for the past five years I have also been responsible for Training and Competence. Lucas Fettes are a national firm of independent financial advisers and my role involves managing all aspects of compliance and risk management for the business in addition to supervising the Consultant team from a T & C perspective (18 consultants operating out of our six offices nation wide).

Aylesbury

Support function to the main pension administration areas within HECM and the sales force of BOSIS. Non standard/complex pension enquiries such as scheme rule amendments/endorsements (transfers after NRD, securing of continued rights, transfers in etc), preparation of financial comparison reports for prospective transfers (including IR max benefit calcs), pensions divorce cases, overseas transfers (including reciprocal agreement and European Union institution cases), rectification of incorrectly allocated funds (retrospective conversion of GMP into Protected Rights), GN11 calcs (Proscribed limits test), Max transfer test (new practice schemes), certification of benefits for regulated individuals etc.

Basingstoke

Running a multi-functional team of 20 people. Duties encompassed technical pension support, day to day staff management and supervision, resource management, technical training, work allocation and performance/workflow management. Updating of technical procedures and guidance

Basingstoke

SIB/PIA Review - complete the entire review process for designated schemes and clients. Population identification, full data gathering of scheme information/member benefit entitlement, modelling of scheme benefit structure on CTC and RECAL, loss assessment and redress calculations, drafting of offer letters & implementation of redress.

London

Dealing as Principal in shares of newer and smaller companies registered on AIM. Services marketed to experienced and sophisticated investors.

Norwich, United Kingdom

Group pension scheme administration followed by three years in the SIB/PIA Pension Transfer and Opt Out review. Dealing with most technical aspects of both Defined Contribution and Defined Benefit Occupational Pension Schemes.