Simon Jolliet Email & Phone Number

Geneva, Switzerland

Geneva, Switzerland

• Conduct investigations in relation to harassment and fraud;• Oversee projects conducted globally.

Switzerland

• Provided global assurance services (finance, compliance, internal regulation) and advised clients within the United Nations and Not for Profit sectors aiming at an appropriate, agreed and budgeted use of funds;• Issued recommendations in order to enhance internal control frameworks and to comply with reporting standards;• Involved in investigations to identify and to prevent white-collar crimes (fraudulent behaviours, corruption or violation of laws and regulations) for the purpose of providing factual and objective outlooks.

Région De Genève, Suisse

• Planning and organizing audit engagementManaged projects to deliver high quality work on time and within budgetPlanned efficiently, set milestones, and assigned team members appropriately to their level of experience and skills.• Evaluation of clients’ internal control, accounting systems and operationsPerformed independent audit of financial statements and information (statistics, significant disclosures) essential to investors and capital markets players.• Providing regulatory recommendationAssessed conformity through regulatory audit.Evaluated financial institutions’ corporate structure, organization and internal documentation in order to meet authorities’ requirements in the process of FINMA lisence request.• Coordination with client servicesFostered and built positive and long-term client relationships and acted as main point of contact for clients.

Région De Genève, Suisse

• Involved in financial and FINMA regulatory audit of mutual funds, alternative investments and of financial institutions, notably for investment managers, management companies, and international investment banks.• Conducted audit of anti-money laundering provisions, including review of KYC in compliance with CDB.• Involved in special investigations on behalf of supervisory authorities and financial institutions. Performed reviews of legal/regulatory topics such as AML/KYC, Anti-bribery/Corruption, Automatic Exchange of Information (AEoI), and Collective Investment Schemes regulations.