Simon Michaelson Email and Phone Number

- Audit partner with experience of UK activities global banks, global wholesale banking audit coordination, broker/dealers, retail firms, exchanges and clearers.- Led a number of large non-audit engagements at global banks and investment firms including preparation of financial instrument and risk disclosures during the financial crisis, unauthorised trading reviews, senior management preparedness for UK regulatory inspection, valuation reviews. - Leads Broker/Dealer industry… Show more - Audit partner with experience of UK activities global banks, global wholesale banking audit coordination, broker/dealers, retail firms, exchanges and clearers.- Led a number of large non-audit engagements at global banks and investment firms including preparation of financial instrument and risk disclosures during the financial crisis, unauthorised trading reviews, senior management preparedness for UK regulatory inspection, valuation reviews. - Leads Broker/Dealer industry segment- Involved in a number of regulatory reviews and section 166s and regulatory reviews covering governance, rogue trader, interest rate swap hedging, fund allocations, client money, insider dealing and compliance effectiveness.- Unauthorised activities, rogue trader, control failure and fraud investigations- Transactions incl. due diligence, reporting accountant and IPO- IFRS and UK GAAP experienced, SOX and SEC reporting, FCA/PRA requirements Show less