Simone Smith Email & Phone Number

I am a Controls and Governance Officer with significant experience in the banking industry. My strengths encompass managing policy alignment processes for retail branch and contact center. With a history in retail banking I am proficient with the fundamentals of the branch and back office functionalities.As a subject matter expert in depository regulations, such as Regulation CC, Regulation D, UDAAP, BSAAML and Excessive & Chronic Overdrafts, I work closely with stakeholders across the organization to provide guidance, support, and training on regulatory requirements and best practices. I draft, oversee, compile and recommend improvements and execute policies for the business lines, ensuring compliance with existing and new regulations. I also monitor and research high-risk accounts and activities for the Bank Secrecy Act group, leveraging my previous experience as a compliance officer and a sales manager. My expertise and commitment to compliance and strategic collaboration drive unparalleled success in my field.

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  University Of California, Santa Cruz

  Business Administration And Management, Course Work