Simon Ray Email & Phone Number

Charlotte, Nc, Us

Manage diverse administrative functions for a very large, complex department and business unit. Management of budgeting, personnel processes, audit/compliance, and coordination of certain projects, associate training, service quality, process improvement, business continuity, and communication. Ensuring that Global Markets has Risk Ratings, Internal Control Framework and Manual Data Provider, and Quality Assurance process in place.

New York, Ny, Us

Head of North American Regulatory Reporting covering CFTC/SEC/CSA &TRACE/MSRB/CAT/CAIS. Managing large global team covering daily management of regulatory reporting for North American regulators. Management responsibilities: ensuring the complete, accurate and timely reporting of transactions. issue triage, remediation, regulator rewrites, change, control and senior management information reporting. Extensive experience dealing with external auditors (CFTC, NFA, SEC, etc). Responsible for Completeness and Accuracy controls using Kaizen and DROIT.Global lead for regulatory data within the transaction regulatory reporting department responsible for data testing and data quality. PM/SME responsible for regulatory rewrites and supporting Change and Run the bank projects (e.g. CFTC Rewrite, UPI, EMIR Refit). Dodd-Frank, EMIR and MiFID SME.

PM/BA responsible for derivatives regulatory reporting change within Bank of New York Mellon investment bank.

Searching for a new opportunity

Ashburn, Virginia, Us

PM/BA for several projects to migrate OMS, Ad Sales, Scheduling and Ad trafficking off legacy platforms to new technologies. Mapping of social products to Product Catalog and document any requirements to support updates to OMS, Ad Ops Outsourcing RFP and Digital Order Management System (“OMS”): Planning, design, configuration, implementation, campaign migration and integration of best of breed digital OMS

Zurich, Ch

Director; US Regulatory Reform Program manager, Project Lead & Analyst responsible for delivering software systems for North American (Dodd Frank (CFTC & SEC) & Canadian) regulatory change across all asset classes and divisions. In addition, I cover remediation of existing regulatory reporting software as well as delivering new reporting requirements. Facilitate overall program road-map planning into constituent work-streams, define scope, quality and schedules. In addition, I coordinate release planning across multiple development team.

New York, Ny, Us

Vice President: Program/Project Manager for Regulatory Reporting Software Projects in North America, Project Lead Manager and Lead Business analyst. Implemented complex software processes which delivered post trade reporting systems to address the industry and bank’s strategic goals of complying with Dodd Frank, Canadian regulatory reporting, EMIR reporting & REMIT reporting.

New York, Ny, Us

Vice President: Program/Project manager and business analyst delivering complex software projects in both financial and physical commodities. Worked directly with front office staff to create and maintain complex trade capture and reporting systems for Structured Products. Implemented software projects which both created new and updated numerous software systems in confirm/affirm, settlements, and trade support, middle and back office systems.

Zurich, Zürich, Ch

Project Manager

Westlake, Texas, Us

Project Manager

Westlake, Texas, Us

Project Manager (UK)

Member, Certified Scrum Master

Project Management

Information Systems