Simon Connolly Email & Phone Number

New York, Ny, Us

• Analyse and manage business expenses, balance sheet, Risk Weighted Assets (RWAs), liquidity usage and capital requirements. Ensure optimal financial resource usage relative to revenue opportunities.• Interpret and respond to changes in the regulatory and tax landscape, e.g. FRTB, Stress Capital Buffer (SCB) SA-CCR, LCR, NSFR, TLAC, 871(m), Base Erosion and Anti-Abuse Tax (BEAT).• Implement and run governance frameworks around key areas of the business, including structured notes, callable structured notes, and Quantitative Investment Strategies (QIS).• Manage new product approvals across equity derivatives, equity structured products and fixed income structured products.

New York, Ny, Us

• Managed a team of 25 people in the U.S. (split between New York and Baltimore), with a further 10 staff across London, Hong Kong and Mumbai. My teams were responsible for all product control functions for the Equity Derivatives, Structured Notes and Cash Equities businesses, including but not limited to: daily profit and loss production and reporting; P&L attribution; balance sheet preparation and analysis; expense analysis; capital analysis.• Additionally led a global, cross-product group responsible for ensuring successful testing and roll-out of all new systems and functionality across Equity Product Control.• Led design and implementation of Volcker Rule metrics compliance programme for Equity division.

New York, Ny, Us

• Performed all daily and monthly product control functions for the vanilla and exotic equity derivatives businesses, including but not limited to: daily profit and loss production and reporting; P&L attribution; balance sheet preparation and analysis; month-end price testing.