Simran N Email & Phone Number

Bengaluru, Ka, In

Bangalore

• Responsible for KYC Due Diligence to review and remediate KYC profiles within the Asset Management business line for high quality delivery of conducting KYC research and on boarding in line with all Compliance processes, policies, procedures and protocols including but not limited to, KYC Remediation of existing customer including data collection, on-boarding to the KYC Application and creation of KYC files in logical order fit for sign off. • Identifying missing information and working with… Show more • Responsible for KYC Due Diligence to review and remediate KYC profiles within the Asset Management business line for high quality delivery of conducting KYC research and on boarding in line with all Compliance processes, policies, procedures and protocols including but not limited to, KYC Remediation of existing customer including data collection, on-boarding to the KYC Application and creation of KYC files in logical order fit for sign off. • Identifying missing information and working with Relationship Managers to obtain the information to complete the KYC profile. Dealing with the Customer Identification Program (CIP), Customer Due Diligence(CDD), and Enhanced Due Diligence (EDD) and review existing accounts documentation. Research clients and collect information to evidence clients’ profile; financial info/source of funds; ownership structure, key account parties, geographic footprint, negative news, PEPs and other relevant information adhering to policy and procedures• Maintain progress statistics on work. Meeting production target volumes and dates as advised. • Apply knowledge of the KYC, & AML regulations. Show less

Bengaluru, Karnataka, India

Due Diligence|Genpact Pvt Ltd• To Perform Charity Due Diligence (CDD) and Enhanced Due Diligence (EDD) for the Charity Donor entities, Corporate Entity and Individuals according to the country. • Reviewing the documentation for entities such as charities and summarizing findings, facts and information in a narrative report, highlighting actions and recommendation for next steps. Analysing entity structure, conducting bank account verification, perform RDC screening, assigning risk… Show more Due Diligence|Genpact Pvt Ltd• To Perform Charity Due Diligence (CDD) and Enhanced Due Diligence (EDD) for the Charity Donor entities, Corporate Entity and Individuals according to the country. • Reviewing the documentation for entities such as charities and summarizing findings, facts and information in a narrative report, highlighting actions and recommendation for next steps. Analysing entity structure, conducting bank account verification, perform RDC screening, assigning risk rating and performing due diligence based on the risk rating procedures. • Performing Enhanced Due Diligence (EDD) on high risk profile triggered in RDC alerts and taking decision on nature of the case. • Escalate high risk records or applications to the Manager/Director, Due Diligence or AML Compliance as appropriate, and obtain sign-off as per established COE policies and procedures.Transaction Monitoring|Genpact Pvt Ltd• Monitoring customer’s transactions such as transfers, deposits and withdraws and transactions patterns involving in any suspicious activities with the counter parties. • Finding the Red Flag Indicator (RFI) in transactions as per different typologies and triggered reasons based on Investigations. • Providing appropriate decisions in which cases are recommended to be closed directed with relevant interface. • Operating within agreed business SLAs and confidentiality standards.Sanctions|Genpact Pvt Ltd• Performing screening individuals or organisations against sanction lists (OFAC, EU) a compilation of individual sanctions that have been applied to individuals, countries, groups or companies under international and domestic sanction regimes. • Watch list program alert handling and case management (Country alerts, Sanctions and PEP) • Dismissing the case based on supporting facts & Evidence and notating the research and finding in the summary. Show less

Bachelor Of Commerce, Business/Commerce, General

Pre-University

Pre-University in HEBA

Schooling

Primary and Education Schooling