Shaun Mcgowan Email & Phone Number
@crestlineinvestors.com
5 phones found area 516, 212, 817, and 203
LinkedIn matched
Who is Shaun Mcgowan? Overview
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Shaun Mcgowan is listed as Chief Compliance Officer at SummitTX, based in Dallas-Fort Worth Metroplex, United States, United States. AeroLeads shows a work email signal at crestlineinvestors.com, phone signal with area code 516, 212, 817, 203, and a matched LinkedIn profile for Shaun Mcgowan.
Shaun Mcgowan previously worked as Deputy CCO - Head of Crestline Summit Legal & Compliance at Crestline Investors, Inc. and Deputy CCO - Head of Surveillance at Carlson Capital, L.P.. Shaun Mcgowan holds Jd, Law from St. John'S University School Of Law.
Email format at SummitTX
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AeroLeads found 1 current-domain work email signal for Shaun Mcgowan. Compare company email patterns before reaching out.
About Shaun Mcgowan
Senior legal and compliance professional with both buy side and global investment bank experience. Strengths include being able to excel either while working individually or in a team setting, outstanding time and people management and prioritization abilities to meet deadlines, extremely adept in conducting research and problem solving, skilled in negotiating and in building and maintaining client relationships. Passed Series 3, 4, 7, 24, 55 and 63 Examinations and admitted to New York and Texas State Bar Associations.
Listed skills include Series 7, Series 63, Series 24, Series 55, and 47 others.
Shaun Mcgowan's current company
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Shaun Mcgowan work experience
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Deputy Cco - Head Of Crestline Summit Legal & Compliance
CurrentResponsible for the daily oversight of the Legal and Compliance program for the hedge fund strategies of Crestline Investors, Inc.
Deputy Cco - Head Of Surveillance
Responsible for all surveillance efforts for the Investment Adviser including the monitoring and review of transactions and positions, review of electronic communications, review and approval of marketing and investor material and daily reports. Conduct quarterly testing and annual reviews and periodic filings.
Vice President And Assistant General Counsel - Equities Compliance Advisory
Advised JPMS personnel on transactions, compliance policies and procedures and regulatory rules and developments as a primary compliance advisory contact on the trading floor for Cash Trading and Sales Trading desks, Electronic Client Services and Cash Sales.
Vice President - Equities Compliance Advisory
Provide primary Compliance coverage and guidance to Emerging Markets Equities Trading, Emerging Markets Swaps, Cash Trading, Sales Trading, Flow Swaps, Securities Lending, and Global Prime Finance and secondary coverage and guidance to Cash Sales and Retail Structured Products.
Associate Director - Equities Compliance Advisory
Provide primary Compliance coverage and guidance to UBS Equites Sales, Equities Sales Trading, and Syndicate teams and secondary coverage and guidance to Cash Trading.
Compliance Analyst - Regulatory Inquiries & Relations
Responded to regulatory inquiries on behalf of UBS Securities LLC regarding various cross-product transactions
Documentation Specialist - Equities Prime Brokerage
Supported Prime Services Sales Team by ensuring that all new clients/businesses brought on to the firm met the firm’s Anti-Money Laundering/Know Your Client, tax and credit requirements to facilitate the formation of Prime Brokerage contractual relationships with UBS
Shaun Mcgowan education
Jd, Law
Ba, Political Science
Education record
Frequently asked questions about Shaun Mcgowan
Quick answers generated from the profile data available on this page.
What company does Shaun Mcgowan work for?
Shaun Mcgowan works for SummitTX.
What is Shaun Mcgowan's role at SummitTX?
Shaun Mcgowan is listed as Chief Compliance Officer at SummitTX.
What is Shaun Mcgowan's email address?
AeroLeads has found 1 work email signal at @crestlineinvestors.com for Shaun Mcgowan at SummitTX.
What is Shaun Mcgowan's phone number?
AeroLeads has found 5 phone signal(s) with area code 516, 212, 817, 203 for Shaun Mcgowan at SummitTX.
Where is Shaun Mcgowan based?
Shaun Mcgowan is based in Dallas-Fort Worth Metroplex, United States, United States while working with SummitTX.
What companies has Shaun Mcgowan worked for?
Shaun Mcgowan has worked for Summittx, Crestline Investors, Inc., Carlson Capital, L.P., Jpmorgan Chase & Co., and Deutsche Bank.
How can I contact Shaun Mcgowan?
You can use AeroLeads to view verified contact signals for Shaun Mcgowan at SummitTX, including work email, phone, and LinkedIn data when available.
What schools did Shaun Mcgowan attend?
Shaun Mcgowan holds Jd, Law from St. John'S University School Of Law.
What skills is Shaun Mcgowan known for?
Shaun Mcgowan is listed with skills including Series 7, Series 63, Series 24, Series 55, Series 4, Equities, Trading Floor, and Compliance.
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