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A Certified Equity Professional (“CEP”) with more than twenty (20) years of stock based compensation plan administration, employee benefits services and corporate legal services to both private and public companies with employees in multiple countries. Specialties: • Corporate Governance • Benefit Management & Administration • Investor Relations & Customer Service • Project managementExperience Includes:- Implementation & Data Migration - Departmental Operations - Project Management - Private & Public Entity Governance - Equity Accounting & Reporting - Employee Education & Training - Executive Compensation - Regulatory Compliance - Public Speaking - Legal Concepts & Terminology - Customer Relationship Mgmt - Financial Analysis & Reporting
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Principal, President, And CeoSmith Equity & Financial Consulting Group, Inc. Jan 2023 - PresentSmith Equity & Financial Consulting Group, Inc. is an independent firm specializing in the delivery of a full range of consulting services specializing in the administration, accounting, reporting, and education of the complex issues that companies with stock-based compensation programs as well as corporate paralegal services. Providing employers with practical advice, actionable guidance, and the hands-on support they need to cost-effectively mitigate risks and reduce expenses associated with compensatory stock plans. Servicing private and public, domestic, and multinational companies located in the San Francisco Bay Area and throughout the West Coast territory.
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Chairman, President & CeoShunammite Enterprises Aug 2010 - PresentShunammite Enterprises is all about helping those who have accepted Jesus as their Lord and Savior to become who God called them to be and equipping them to take up their places as Manifested Sons of God on earth. Kingdom Citizens – Ambassadors of God, impacting and transforming this world through and by the administration of the government of the Kingdom of God. This is done through a process that I call Expansion, Elevation and Grace for Execution. -
Sr. Stock Plan Administration ConsultantCompintelligence Sep 2015 - Oct 2024Oxford, Connecticut, UsSpecializing in the administration, accounting, reporting and education of the complex issues that companies with stock-based compensation programs face. Providing employers with practical advice, actionable guidance, and the hands-on support need to effectively administer their compensatory stock plans as they relate to Options, RSA/RSU, ESPP and other equity instruments issuable under the plan. Working efficiently and effectively with various internal and external business partners and vendors to ensure compliance and global plan operations and administration. Implementing processes and procedures, data migration projects, assisting with the typical day-to-day processing of transactions, system maintenance and fielding employee communications to complex financial restructurings, mergers & acquisitions, domestic and international tax issues. -
Manager, President & CeoSmith Equity Consulting, Llc Feb 2007 - Dec 2022Smith Equity Consulting (SEC) specializes in the administration, accounting, reporting and education of the complex issues that companies face when it comes to stock-based compensation programs. We service private and public, domestic and multinational companies located in the San Francisco Bay Area and throughout the West Coast territory. We provide employers with practical advice, actionable guidance, and the hands-on support they need to mitigate risks and reduce expenses associated with compensatory stock plans.SEC offers a pool of highly skilled, knowledgeable, experts in all aspects of equity management (Equity Management Professionals) who are well rounded in the administration of both private and public companies global equity needs and have between five and 20 years' experience. Most of our consultants are designated Certified Equity Professionals (CEP) or are in the process of obtaining their CEP (level I, II and/or III) certification and have gained their expertise working with Big 4 and/or high-tech companies.
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Notary PublicScruples Notary & Signing Agent Services Jul 2003 - Aug 2020Scruples Notary Services is based in Alameda County, California. I provide reliable, courteous and accurate mobile notary and loan signing services to residents and businesses in several cities, and counties in the Northern California regions of the San Francisco Bay Area. I am a bonded, insured and background screened California Notary Public, and I have earned the Certified Signing Agent designation from the National Notary Association and will represent all clients professionally and ethically.
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Independent AssociateLegalshield Aug 2010 - Jan 2020Ada, Oklahoma, UsIndependence starts with your state of mind. As you may know, I've taken advantage of an incredible opportunity to generate income from home, and I really think you should look into it.Most people's first reaction is usually one of skepticism, so let me just tell you right off the bat that this company is publicly traded on the New York Stock Exchange and they report directly to the Securities and Exchange Commission.In other words... this is the real deal.They've been around for more than 36 years, and their opportunity is widely recognized as one of the best anywhere. Also... They generated more than $450,000,000 in sales in 2007 And that marked their 15th consecutive year of growth.It's exciting stuff, and the potential is pretty incredible. You won't have to quit your job to get started.Anyway, take a look at my website (http://www.kellysmith.buildlastingsuccessoffice.com/) or view the resources below and if you have any questions, please let me know!To check out this opportunity for yourself, feel free to view these short videos.www.mypbr.infohttp://greatworkplan.com/LegalShield Legal Plan: http://www.legalshield.com/individualvideo/LS+IDT or https://www.legalshield.com/legalshield-plans/The following site provides a phenomenal overview of our new Identity Theft Premium Plan. It's incredible: https://www.legalshield.com/legalshield-plans/identity-theft/ -
Sr. Corporate ParalegalArc Document Solutions Feb 2012 - Jan 2015San Ramon, California, UsProvide Corporate Governance for up to 12 domestic and 13 international subsidiaries. Administer trade names/DBAs for company and its subsidiaries. Manage trademark registrations and global real property portfolio. Assist in and/or prepare, file and report, ensure compliance and/or maintain all Securities and Exchange Commission (“SEC”) reporting (10-Q, 10-K, Schedule 14A – Proxy, Section 16A compliance filings for Officers & Directors, 13d/13G and other reports and schedules as may be required..... -
Sr. Equity AnalystReliant Technologies Mar 2006 - Feb 2007UsResponsible for the administration of all aspects of this privately held corporations equity based compensation & stock option plan(s). Analyzed business and financial industry data. Analytical and financial modeling providing a strategic perspective for corporate accounting and financial statement reporting researched and evaluated investment ideas as they pertained to equity compensation.• Interact with internal and external business partners: legal counsel, human resources, payroll, sec reporting and finance• Maintain investor and stockholder records, managed the issuance of share certificates resulting from option exercises, corporate financings, Stockholder transfers in connection with the sale, gift or re-registration of stock. • Maintain running cap table calculations for all classes of securities. • Perform database audit and share and option reconciliations and update tax tables for various domestic and international locations. Implement education and training programs for employees. • Draft resolutions and board meeting minutes, maintain board books, and produce quarterly stockholder mailings. • Reviewed SOX404 documentation and ensure compliance with current processes and procedures, implement various processes and procedures pertaining to equity issuance, tracking and forecasting• Due diligence in preparation for Initial Public Offering of corporate shares.• Track, analyze, summarize and report industry-related financial and market data. • Assist in the quarterly earnings process • Build investor slide presentations, as well as develop press releases, fact sheets, etc. • Improve and maintain the IR databases, calendars, internal reporting, scheduling, meeting recording, general and web communications, presentations, etc. • Respond to investor inquiries via phone, email and in person meetings -
Sr. Stock & 401K Plan AdministratorSalesforce.Com 2003 - 2006San Francisco, California, Us -
Independent Equity ConsultantStockplan Professionals 2002 - 2003• Provide on demand global stock plan administration, equity award(s) accounting assistance and stock based employee education services to public and private companies in and around the San Francisco Bay Area employing financial industry knowledge, corporate governance and securities compliance. • Administer all aspects of a company’s Stock Option Plan, Restricted Stock and Employee Stock Purchase plans. Managed external relationships with a company’s transfer agent and brokers, auditors and outside legal counsel as necessary. • Work internally with legal, finance, accounting/payroll, investor relations and accounts payable/receivable.
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Director Of Implementation, Data Conversion & Communications ManagerAbarca Equity Consultants 1999 - 2003• Lead for all new business implementations. Work with new and existing clients and with other internal stakeholders to deliver successful software implementations. Support clients with a combination of technical expertise, industry experience and project/time management. Manage the implementation of software and services that result in highly satisfied client. • Served as a major resource for the implementation Team drawing upon my experience, knowledge, legal contacts, knowledge of security compliance and utilization of various tools (SEC & IRC) and other resources enabling the implementation team to build the foundation for long lasting professional relationships. • Responsible to initiate the successful facilitation of all new client account, equity plan set up and data mapping and migration from the prior record keeper’s system (shoebox, excel spreadsheet or other data management system) to one of two internal equity tracking and data management systems. Systematize and coordinate meetings, timelines and training sessions as necessary to ensure proper and timely transition for successful ongoing administration.• Supervised the communication team members as they worked with the clients and professional printing firms to create the initial and ongoing employee communications that provided the companies optionees and stock purchase plan participants with the education, information and instructions that enabled them to take full advantage of the stock based benefit programs that the company had in place.
Kelly Smith Skills
Kelly Smith Education Details
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Abraham Lincoln University, School Of LawLaw Degree -
Phillips Graduate UniversityAssociates Of Arts
Frequently Asked Questions about Kelly Smith
What company does Kelly Smith work for?
Kelly Smith works for Shunammite Enterprises
What is Kelly Smith's role at the current company?
Kelly Smith's current role is Advisor/Consultant/Thought Leader.
What is Kelly Smith's email address?
Kelly Smith's email address is ke****@****arc.com
What is Kelly Smith's direct phone number?
Kelly Smith's direct phone number is +165028*****
What schools did Kelly Smith attend?
Kelly Smith attended Abraham Lincoln University, School Of Law, Phillips Graduate University.
What are some of Kelly Smith's interests?
Kelly Smith has interest in Civil Rights And Social Action, Politics.
What skills is Kelly Smith known for?
Kelly Smith has skills like Psychotherapy, Mental Health, Group Therapy, Crisis Intervention, Adolescents, Psychology, Social Services, Mental Health Counseling, Case Management, Family Therapy, Management, Equities.
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