Susan Montgomery

Susan Montgomery Email and Phone Number

Global Financial Services. Managing Change, Empowering People. @ J.P. Morgan
new york, new york, united states
Susan Montgomery's Location
United States, United States
Susan Montgomery's Contact Details

Susan Montgomery personal email

n/a
About Susan Montgomery

“We cannot solve our problems with the same thinking that created them.” - Albert Einstein Well said! I'm an experienced financial services executive who is energized by generating innovative solutions that challenge the status quo and evolve businesses. I approach each challenge with curiosity which enables me to learn relevant pain points, processes, dynamics, regulatory demands and risks. I engage business leaders and partners to develop solutions that propel organizations from “status quo” to best in class. I lean in to nimble technology to enhance solutions and provide scalability. I have formed trusting relationships with tech partners and business counterparts to build solutions that fundamentally change the way we do business and implement thoughtful change plans that bring our teams along for the journey. These business/technology partnerships were key, for example, in developing global client onboarding and AML/KYC due diligence tools.As my responsibilities have become more global in nature, I’ve thrived as an enthusiastic student of global business, cultural and regulatory dynamics. I enjoy collaborating with global talent, sharing best practices and learning region-specific priorities/challenges. My deep U.S. mutual fund and asset management knowledge has given me perspective to support global partners as our collective regulatory demands evolve. None of my work would be possible without a capable, empowered and engaged team. As a leader, my most important role is to guide, coach and remove obstacles – then get out of the way and let my people perform. I am known for rolling up my sleeves and working alongside employees at all organizational levels. Leading by example has helped me gain credibility as a formal/informal leader and build a professional brand of openness, humility, and accessibility.

Susan Montgomery's Current Company Details
J.P. Morgan

J.P. Morgan

View
Global Financial Services. Managing Change, Empowering People.
new york, new york, united states
Website:
jpmorgan.com
Employees:
59438
Susan Montgomery Work Experience Details
  • J.P. Morgan
    Executive Director - Control Management, Us Private Bank
    J.P. Morgan 2022 - Present
    Columbus, Ohio
  • Self-Employed
    Financial Services Consultant
    Self-Employed 2020 - Jul 2022
    Columbus, Ohio
  • Apogee Process Improvement
    Financial Services Consultant
    Apogee Process Improvement 2021 - 2022
    Columbus, Ohio
    Providing targeted industry experience, leveraging business and regulatory expertise driving pragmatic and innovative solutions to help financial service organizations and industry service providers manage regulatory risk exposure through efficient and sustainable controls.
  • J.P. Morgan
    Executive Director, Broker Dealer Business Management & North American Aml/Kyc
    J.P. Morgan 2010 - 2019
    Columbus, Ohio
    Managed two registered Broker Dealers (supporting the US JPMorgan Asset Management business), the US Intermediary Onboarding and Contract Administration function and the North America AML/KYC team. Hired outstanding talent and developed, motivated and retained employees. Agile product owner enabling global client onboarding, contract negotiation and AML/KYC programs improving efficiencies, compliance, controls and transparency. Managed Broker Dealer oversight, regulatory change implementation, centralized supervision including e-surveillance, Principal responsibilities, supervisory structure.
  • J.P. Morgan
    Vp, Distributor & Contract Administration Manager | Vp, Contract Administration Manager
    J.P. Morgan 2005 - 2010
    Columbus, Ohio
    Recruited internally to build a contract management center of excellence and manage the U.S. Funds’ Distributor broker dealer. Successfully consolidated and repapered 1200+ distribution contracts for the JPMorgan/Bank One mutual fund merger. Navigated a rapidly changing business environment and tight regulatory deadlines to ensure no disruption in product distribution, broker dealer controls and consolidations.
  • J.P. Morgan
    Manager, Mutual Fund Administration
    J.P. Morgan 2004 - 2005
    Columbus, Ohio
    Project manager - fee/contract remediations; enhanced business governance and controls.
  • Self-Employed
    Independent Compliance Consultant
    Self-Employed 2002 - 2004
    Columbus, Ohio
    Provided guidance to asset managers and broker dealers regarding regulatory exams, advertising review control improvements and compliance policy/procedure enhancements.
  • Metamarkets Investments Llc
    Chief Compliance Officer
    Metamarkets Investments Llc 2000 - 2002
    Columbus, Ohio
    Served as CCO for registered investment advisor during the launch of two innovative mutual funds. Partnered with regulators to leverage emerging technology that yielded greater investor transparency.
  • Nationwide Financial
    Investment Management Communications Specialist
    Nationwide Financial 1999 - 2000
    Columbus, Ohio
  • Citi
    Advertising Compliance Principal| Mgmt. Team Coordinator | Sr. Human Resources Professional
    Citi 1994 - 1999
    Columbus, Ohio
    Formerly BISYS Fund Services, Inc.

Susan Montgomery Skills

Strategic Planning Risk Management Customer Service Management Leadership

Susan Montgomery Education Details

Frequently Asked Questions about Susan Montgomery

What company does Susan Montgomery work for?

Susan Montgomery works for J.p. Morgan

What is Susan Montgomery's role at the current company?

Susan Montgomery's current role is Global Financial Services. Managing Change, Empowering People..

What is Susan Montgomery's email address?

Susan Montgomery's email address is su****@****ery.net

What schools did Susan Montgomery attend?

Susan Montgomery attended Milligan College.

What skills is Susan Montgomery known for?

Susan Montgomery has skills like Strategic Planning, Risk Management, Customer Service, Management, Leadership.

Who are Susan Montgomery's colleagues?

Susan Montgomery's colleagues are Calum Mclennan, Albert Hung, Christopher Turrisi, Xin Tong, Bowie Low, Khyati Parikh, Marie-Christine Fuchs.

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