Eric So Email & Phone Number

Sydney, Australia

As a member of the Client Remediation Team, this role is responsible for conducting investigations and performing remediation assessments to determine the appropriateness of advice provided by financial advisers in the areas of SMSF, gearing, investments, super, pension and insurance strategies. Other tasks include the end-to-end remediation of cases and management of internal and external stakeholders. As the SME, participated in different projects to improve the efficiency of case assessment process which were adopted by the wider advice remediation teams. Provided coaching and mentoring to new and existing team members.

This role is responsible for conducting reviews completed by case assessors to ensure adherence to established procedures and standards and provide coaching to upskill across all areas.Appointed as Lead QA for different ad hoc projects due to in-depth knowledge of the business, remediation processes and strong interpersonal skills.

Sydney, Australia

Employed as a member of the Advice Creation Team, this role works alongside financial advisers to develop financial strategies for clients and prepare advice documents for client presentations, ensuring compliance with industry regulations and company standards.Promoted to Senior Paraplanner and appointed to lead different projects to improve the efficiency of the paraplanning process and enhance the knowledge and skill set of paraplanners and advisers.

Sydney, Australia

Sydney, Australia

Sydney, Australia

Advanced Diploma Of Financial Services, Financial Planning And Services

Diploma Of Financial Services (Financial Planning), Financial Planning And Services

Graduate Diploma Of Commence, Finance

Bachelor Of Mathematics And Finance, Mathematics And Finance