Sofea A Ghani, Cfa

Sofea A Ghani, Cfa Email and Phone Number

Manager (Core Digital Markets) @ Securities Commission Malaysia
Kuala Lumpur, MY
Sofea A Ghani, Cfa's Location
Federal Territory of Kuala Lumpur, Malaysia, Malaysia
About Sofea A Ghani, Cfa

Hi there, pleased to e-meet you! I'm currently a Manager at Securities Commission Malaysia, focusing on digital/fintech policies and developmental activities related to the capital market. Prior to taking on this role, I embarked on a journey with an equity crowdfunding (ECF) platform, Fundnel Malaysia, to drive growth in the Malaysian ECF space. I have also served as a Venture Capitalist/Investment Analyst with Captii Ventures. I passed all three levels of the CFA Program on my first attempt and am a CFA charterholder. My work experiences include venture capital analysis, intermediary supervision, capital market misconduct investigation, regulatory fintech, risk analysis and sales.Looking forward to connect!

Sofea A Ghani, Cfa's Current Company Details
Securities Commission Malaysia

Securities Commission Malaysia

View
Manager (Core Digital Markets)
Kuala Lumpur, MY
Sofea A Ghani, Cfa Work Experience Details
  • Securities Commission Malaysia
    Manager (Core Digital Markets)
    Securities Commission Malaysia
    Kuala Lumpur, My
  • Securities Commission Malaysia
    Manager (Core Digital Markets)
    Securities Commission Malaysia May 2022 - Present
    Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia
  • Alta Group (Formerly Fundnel)
    Associate Director
    Alta Group (Formerly Fundnel) Mar 2022 - May 2022
    Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia
  • Fundnel Limited
    Investment Associate
    Fundnel Limited Jun 2021 - Mar 2022
    Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia
  • Captii Ventures
    Investment Analyst
    Captii Ventures Jan 2020 - May 2021
    Kuala Lumpur, Malaysia
  • Securities Commission Malaysia
    Senior Executive (Intermediary Supervision)
    Securities Commission Malaysia Nov 2018 - Dec 2019
    Kuala Lumpur, Malaysia
    • Intermediary supervision of investment banks and stockbroking companies – addressed complaints and identified control gaps via thematic assessments by auditing their policies, documentation, operational conduct and risk management• Data analytics – collaborated with data owners, enhanced reporting processes and produced reports on developments of the Malaysian equities, bonds and derivatives markets
  • Securities Commission Malaysia
    Graduate Management Executive (Intermediary Supervision)
    Securities Commission Malaysia Nov 2017 - Oct 2018
    Kuala Lumpur, Malaysia
  • Securities Commission Malaysia
    Graduate Management Executive (Investigation)
    Securities Commission Malaysia May 2017 - Oct 2017
    Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia
    • As an Investigating Officer, assisted in cases arising from securities and capital market misconduct (insider trading, market manipulation and investment scams)• Involved in recording witness statements, trade data analysis, restituting investors, issuing notices and performing money trails. Conducted a raid to obtain documentary evidence
  • Securities Commission Malaysia
    Graduate Management Executive (Digital)
    Securities Commission Malaysia Oct 2016 - Apr 2017
    Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia
    • Regulatory fintech areas: robo advisory, equity crowdfunding and peer-to-peer financing • Robo-advisory – worked with line departments and stakeholders to draft the Digital Investment Management framework, now used to regulate robo-advisors in Malaysia• ECF & P2P – worked with market operators to identify their needs, challenges and plans• Organised SCxSC fintech conferences and the aFINity Innovation Lab
  • Cheer Parcel
    Founder
    Cheer Parcel Oct 2015 - Oct 2016
    Kuala Lumpur, Malaysia
    • I founded a Malaysian gift delivery service and handled the operations, marketing & finances, as featured on Vulcan Post
  • Securities Commission Malaysia
    Intern (Strategy & Risk)
    Securities Commission Malaysia Apr 2015 - Aug 2015
    Kuala Lumpur, Malaysia
    Strategy & Risk Department • Prepared capital market performance and macro risk outlook reports• Enhanced capital market stress index and methodologies for risk assessments• Conducted nonlinear time series GARCH to model investors’ attitude towards risk & return
  • Microsoft
    License Specialist Intern
    Microsoft Jun 2014 - Sep 2014
    Kuala Lumpur, Malaysia
    • Microsoft Singapore – developed marketing strategies for Project Tripod, a Windows App • Microsoft Malaysia – negotiated with large account resellers and customers. Supported the team with up-selling suggestions, research and paperwork on license renewals
  • Enactus
    President
    Enactus Sep 2013 - Jun 2014
    Kuala Lumpur, Malaysia
    Enactus University of Malaya• Empowered the urban poor community through urban farming, composting and tapioca chips business projects
  • Enactus
    Vice President Of Projects
    Enactus Jan 2013 - Jun 2013
    Enactus University of Malaya • With an aim to improve self-confidence among youth, the arts was used in the project – Re.ART (Revitalizing the ARTS). In Re.ART, I organized two workshops, “Poetry Jamming” and “Zumba Dance”. These workshops became an effective avenue for youth to escape from their comfort zones and build greater self-confidence. Was also involved in Incitement, a platform for people to speak up and share their thoughts and experiences. I spoke to a crowd of more than… Show more Enactus University of Malaya • With an aim to improve self-confidence among youth, the arts was used in the project – Re.ART (Revitalizing the ARTS). In Re.ART, I organized two workshops, “Poetry Jamming” and “Zumba Dance”. These workshops became an effective avenue for youth to escape from their comfort zones and build greater self-confidence. Was also involved in Incitement, a platform for people to speak up and share their thoughts and experiences. I spoke to a crowd of more than 250 youth on empowerment through arts followed back our invited arts practitioner, Ms Sandee Chew, who spoke on her career in theatre • In the En.ART (Entrepreneurs in Art) Project, I empowered young artists by organizing workshops to improve their skills in graphic design as well as provided job opportunities through a collaboration with Student Empowerment and Research Unit (SERU). SERU provided the participants designing projects which in turn generated RM3,000 in 3 months Show less
  • Exuberant Enterprise
    President & Managing Director
    Exuberant Enterprise Jan 2010 - Dec 2010
    Kuala Lumpur, Malaysia
    Exuberant Enterprise, American Malaysian Chamber of Commerce (AMCHAM) Young Enterprise Program • Led a team of 30 and sold upcycled handmade products throughout the year
  • Smk (P) Sri Aman Cooperative
    Cooperator
    Smk (P) Sri Aman Cooperative Jan 2007 - Dec 2010
    Kuala Lumpur, Malaysia
    • Managed school store, inventory & finances

Sofea A Ghani, Cfa Skills

Microsoft Office Microsoft Excel Microsoft Word Powerpoint Customer Service Research Teamwork Social Media Public Speaking English Outlook Data Analysis Time Management Networking Analysis Management Communication

Sofea A Ghani, Cfa Education Details

Frequently Asked Questions about Sofea A Ghani, Cfa

What company does Sofea A Ghani, Cfa work for?

Sofea A Ghani, Cfa works for Securities Commission Malaysia

What is Sofea A Ghani, Cfa's role at the current company?

Sofea A Ghani, Cfa's current role is Manager (Core Digital Markets).

What schools did Sofea A Ghani, Cfa attend?

Sofea A Ghani, Cfa attended Cambridge Judge Business School, University Of Malaya, Universiti Putra Malaysia, Smk (P) Sri Aman.

What are some of Sofea A Ghani, Cfa's interests?

Sofea A Ghani, Cfa has interest in Economic Empowerment, Education, Environment, Poverty Alleviation, Arts And Culture.

What skills is Sofea A Ghani, Cfa known for?

Sofea A Ghani, Cfa has skills like Microsoft Office, Microsoft Excel, Microsoft Word, Powerpoint, Customer Service, Research, Teamwork, Social Media, Public Speaking, English, Outlook, Data Analysis.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.