Sofea A Ghani, Cfa Email & Phone Number

Kuala Lumpur, MY

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia

Kuala Lumpur, Malaysia

Kuala Lumpur, Malaysia

• Intermediary supervision of investment banks and stockbroking companies – addressed complaints and identified control gaps via thematic assessments by auditing their policies, documentation, operational conduct and.
• Data analytics – collaborated with data owners, enhanced reporting processes and produced reports on developments of the Malaysian equities, bonds and derivatives markets

Kuala Lumpur, Malaysia

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia

• As an Investigating Officer, assisted in cases arising from securities and capital market misconduct (insider trading, market manipulation and investment scams)
• Involved in recording witness statements, trade data analysis, restituting investors, issuing notices and performing money trails. Conducted a raid to obtain documentary evidence

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia

• Regulatory fintech areas: robo advisory, equity crowdfunding and peer-to-peer financing
• Robo-advisory – worked with line departments and stakeholders to draft the Digital Investment Management framework, now used to regulate robo-advisors in Malaysia
• ECF & P2P – worked with market operators to identify their needs, challenges and plans
• Organised SCxSC fintech conferences and the aFINity Innovation Lab

Kuala Lumpur, Malaysia

• I founded a Malaysian gift delivery service and handled the operations, marketing & finances, as featured on Vulcan Post

Kuala Lumpur, Malaysia

• Strategy & Risk Department
• Prepared capital market performance and macro risk outlook reports
• Enhanced capital market stress index and methodologies for risk assessments
• Conducted nonlinear time series GARCH to model investors’ attitude towards risk & return

Kuala Lumpur, Malaysia

• Microsoft Singapore – developed marketing strategies for Project Tripod, a Windows App
• Microsoft Malaysia – negotiated with large account resellers and customers. Supported the team with up-selling suggestions, research and paperwork on license renewals

Kuala Lumpur, Malaysia

• Enactus University of Malaya
• Empowered the urban poor community through urban farming, composting and tapioca chips business projects

• Enactus University of Malaya
• With an aim to improve self-confidence among youth, the arts was used in the project – Re.ART (Revitalizing the ARTS). In Re.ART, I organized two workshops, “Poetry Jamming” and “Zumba Dance”. These workshops became an.
• With an aim to improve self-confidence among youth, the arts was used in the project – Re.ART (Revitalizing the ARTS). In Re.ART, I organized two workshops, “Poetry Jamming” and “Zumba Dance”. These workshops became an.
• In the En.ART (Entrepreneurs in Art) Project, I empowered young artists by organizing workshops to improve their skills in graphic design as well as provided job opportunities through a collaboration with Student.

Kuala Lumpur, Malaysia

• Exuberant Enterprise, American Malaysian Chamber of Commerce (AMCHAM) Young Enterprise Program
• Led a team of 30 and sold upcycled handmade products throughout the year

Kuala Lumpur, Malaysia

• Managed school store, inventory & finances

Executive Education, Cambridge Fintech And Regulatory Innovation (Cftri)

The programme covers essential concepts on technologies and business models that are transforming the financial industry, with focus in.

Bachelor'S Degree, Actuarial And Financial Mathematics, Passed With Honours (With Distinction)

– Valedictorian and recipient of the Royal Education Award 2016 (Pingat Jaya Cemerlang) – Recipient of the Securities Commission Local.

Foundation, Science

Activities and Societies: Gala Dinner Committee, Student Association (Treasury)

High School, Pure Science, Accountancy, History

Activities and Societies: Debate Team, American Malaysian Chamber of Commerce (AMCHAM) Young Enterprise, School Co-operative Club