Solomon Li Email & Phone Number

Auckland, New Zealand

Auckland, New Zealand

• I maintain and optimize the credit risk-related models, such as capital adequacy (BS2A), LVR/DTI, Connected/Large exposure, IFRS9 provision, ICAAP, and asset quality classification.• Produce and submit RBNZ surveys on a regular basis, including the surveys of credit card, LVR, DTI, capital adequacy, capital satellite, connected/large exposure, and new credit flows. • Perform various stress-test scenarios and from time to time answer the senior management’s queries about the capital headroom and other topics.• Daily monitor the undrawn commitments of commercial loans and the arrears/overdue of all products.• Being the key contributor to Note 37 of the GDS and the coordinator of the monthly CRO report and some other board/management reports.• (When needed) I am also involved in market-risk reporting, such as derivatives trading, liquidity ratios, and counterparty limit monitoring.

Auckland, New Zealand

• Holding an ACAMS AML certificate, I performed the following tasks on a regular basis: KYC/CDD of new customers, ongoing CDD of existing customers, transaction monitoring/filtering, sanction/embargo/PEP screening, SAR/STR, Common Reporting Standard/FACTA, and Prescribed Transaction Reporting. Also reviewed the Risk Assessment and AML/CFT Programme on an annual basis.• Another part of my job was to conduct data queries by MS SQL, data analysis/manipulation by Python library Numpy/Pandas, data visualization/dashboard by Tableau, table/view maintenance in SQL Server, and model validations by Excel.

Auckland, New Zealand

• On a daily basis, I extracted data from (SQL Server) data warehouse/mart to generate reports and perform analyses, under the capital adequacy framework (BS2B), to serve the composition of the disclosure statement and support management decision making.• I performed data visualization by Tableau dashboards and presented the analytics by publishing to Tableau Server; also replaced some current Excel calculation models. Manage-ment used the dashboards to find the latest trends (e.g. month-to-month changes) and drill down to the driving factors of changes, on the granularity of product, customer, Probability of Default, Loss Given Default, Exposure At Default, and Risk-weighted Asset, etc.• I also used Tableau to rebuild some reporting models currently realized by SQL Stored Procedures, to enhance the existing reports.

Hangzhou, China

• Alipay is the world's largest mobile payment service provider and the second-largest payment service provider, next to PayPal.• Leading three junior risk management analysts, I was responsible for risk detection, assessment, and management, of Alipay merchants, by performing vetting / underwriting processes and risk exposure gauges. • I queried data from SQL Server and performed transaction volatility analysis for the top 30 merchants.

Shanghai City, China

I conducted underwriting and risk evaluation on PayPal's large merchants, in the scope of the 12 biggest Asian countries. Areas of analysis focused on performing credit risk underwriting, assuring regulatory compliance, and smoothing the financial impact on the merchants’ cash flow.• I analyzed and interpreted credit bureau reports, financial statements of the merchant, business history, and bank/trade references, then calculated the reserve or collateral amount according to the credit exposure, and negotiated the decision with merchants.• I was expected to provide centralized information to minimize communication redundancies and coordinate efficient business executions, and also expected to translate complex quantitative information into presentations easily understood by the general management.

Shanghai City, China

• I was managing team Executive Escalations and team Protection Services to ensure ade-quate and responsive protection for customers with disputes / complaints and credit card chargebacks.• I successfully led workload migration from Omaha (US HQ) to Shanghai (APAC Operation HQ) in the year 2007 and as well led the AU Migration project (moving Australian workload from Omaha to Shanghai) in 2009.• The EE team expanded to 4 agents, PS team to 27 agents; PS’s production capacity increased from 10k cases per month to 20k.• Received the top performance rating in the year 2008.

Shanghai City, China

• Provided email technical supports to the Windows XP users from the US, CA, and the UK.• Certified in MCSE (Microsoft Certified System Engineer) 2000 and MCDBA (Microsoft Certified Database Administrator) 2000.

Master Of Business Administration (Mba), Decision Science, Gpa 7.4 Out Of 9

In Otago MBA I achieved high performance (GPA 7.4 out of 9); outperforming qualitative papers, I aced all quantitative papers, especially.

Master Of Business Administration (Mba), Exchange Program, Gpa 3.6 Out Of 4

Activities and Societies: Physical training and team building at US Army Special Warfare Centre and School Forecasting (time series.

Bachelor Of Engineering (B.Eng.), Material Science And Engineering

Materials science is a syncretic discipline hybridizing metallurgy, ceramics, solid-state physics, and chemistry.