Report to CEO/Board of DirectorsKey responsibilities:− Provide essential, proactive & business-oriented legal services to Investment Funds/Asset Management & CEO/Board of Directors− Identify, analyse, assess and mitigate legal, regulatory and operational risk− Negotiate contracts and agreements w/ clients/external business partners - create legal documents− Manage, supervise and facilitate critical legal projects & processes− Deliver professional legal/economic advisory to effectivise company operations - Corporate law, civil law, contracts & agreements, Administrative Procedure, financial instruments, IT and new technologies− Represent company in administrative proceedings - KNF, NBP, UOKiK, GIODO− Optimise organisational & business processes - implement processual approach to Legal & Adm Dept.− Train, teach and provide courses for internal clients/employeesExpert knowledge & experience acquired: AIF/AIFM, UCITS, depositary, compliance/supervisory, financial instruments/derivatives, ISDA/CSA, shares/bonds/stocks, investments, negotiations, portfolio companies, IPO, M&A, corporate law, administrative proceedings, risk management & capital requirements

Report to CEO/Board of DirectorsKey responsibilities:− Provide complex legal advisory to Bokerage and Depositary/Custody− Negotiate, create and authorise contracts, agreements and legal documents− Identify, analyse, assess and mitigate legal, regulatory and operational risk− Represent company in administrative proceedings - KNF, NBP, UOKiK, GIODO− Deliver essential legal opinions - financial instruments, brokerage, depositary & on-going business− Train, teach and provide courses for business unit employeesExpert knowledge & experience acquired: Brokerage, depositary & custody, financial instruments, derivatives, KNF/NBP/UOKiK/GIODO proceedings, IPO, bonds, MiFID I/II, MiFIR, EMIR, risk management, capital requirements, CRD IV/CRR, compliance, MAR/MAD, contracts & agreements, negotiations

Report to Managing Director of Legal Dept., and VP/General CounselKey responsibilities:− Provide essential legal advisory to Brokerage Director and Treasury Director− Deliver solutions and proposals to business units to effectivise their functioning− Analyse and resolve legal problems as they arise, on time and upon request for Brokerage Dept. and Treasury Dept.− Identify, assess and mitigate legal and regulatory risks in capital markets− Approve, correct and control internal clients’ proposed regulations and procedures− Create and provide legal opinions – implement acts, provisions and agreements− Negotiate and authorise contracts and agreements− Consult and legally approve business ideas for financial instruments and securities− Interact with Brokerage, Treasury, Marketing and Advisory – analyse and distribute information on legislative changes, supervisory recommendations and market trends− Train, teach and provide courses for business unit employeesExpert knowledge & experience acquired: Derivatives, financial Instruments, MiFID I/II, MiFIR, CSR/CSD, EMIR, Brokerage, Treasury, ISDA, CSA, CDEA, PSA/ISMA, investment banking, risk management, liquidity management (legal aspects), bank functionality & organization, compliance, MAR/MAD

Report to Dept. DirectorKey responsibilities:− Analyse and assess legal aspects of market participants’ applications and motions− Create and consult administrative decisions, permits/licenses, opinions and positions− Interact with capital markets – consult, meet and communicate – pre- & in-proceedings− Interpret, explain and clarify legal provisions for market entities− Co-operate with market participants to introduce innovative financial products− Deliver market-friendly solutions consistent with Supervisory Mission, Strategy and Objectives− Collaborate with teammates, other departments and administrative units− Self-organise work to exceed highest efficiency standards in SupervisoryExpert knowledge & experience acquired: Capital & financial markets, stock market, investment funds, ETF, prospectuses & memoranda, securitisation, Administrative Procedure, public office / Financial Supervisory functionality & organization, ESMA, EU law

Report to Managing PartnerKey responsibilities:− Deliver professional legal services to financial market investors and participants− Provide legal opinions – Corporate law, civil law, contracts & agreements, Administrative Procedure, financial instruments, IT and new technologies− Create and draft legal documentation, contracts & agreements, petitions, motions, applications− Counsel business clients in their negotiations, risk identification and mitigation− Represent capital stock & stakeholders in administrative proceedings – KNF/FSC− Resolve and decide Bank Arbitration Court cases – provide substantive economic and legal assistance to presiding arbiter/judge− Propose efficient, proactive, business-oriented solutions for external and internal clients− Research, analyse and process facts and law to optimise teamwork in legal advisoryExpert knowledge & experience acquired: Corporate law, capital markets, investments funds & portfolio companies, IPO, contracts & agreements, negotiations, arbitration, risk management (legal and economic), KNF/FSC, legal research & analysis