Sonia Canizalez Email & Phone Number

Orlando, Fl, Us

Winter Park, Florida, United States

I specialize in ensuring that our team of financial professionals are properly licensed and compliant with regulatory requirements. With a strong attention to detail and a deep understanding of FINRA, SEC, and state regulations, I touch upon the entire lifecycle of licensing and registration processes for representatives at both the Broker/Dealer level and the Investment Advisory side.

Winter Park, Florida, United States

o Familiarized with the policies and market regulations for the three different sectors of the companyo Reconsolidated missing account data from the transfer of systemso Interacted with global employees to assure records were complying with FINRA’s regulations

Orlando, Florida, United States

o Created and managed the chapter’s budget and members' billing.o Programed chapter dues, fines, invoices, and past-due notices for over 60 members.o Assisted in the submission of the IRS taxes.o Helped new members understand their financial obligation and designed plans to help meet the expectations.

o Managed the department’s social media network and broadcasted university events.o Prioritized communication practices with co-workers, superiors, and studentso Assisted professors and faculty with office task completion.o Collaborated in the organization of the departments' events

o Transcribed data and client's information to a broad networking system for evaluation and accessible inspection.o Supervised and collaborated with team members to solve sudden issues to prevent cumulation of tasks. o Directed duties under automation of financial systems, reconciling accounts, developing training manuals, and special research projects.

Bachelor Of Arts In International Business, French & Economics Minor

Activities and Societies: Alpha Omicron Pi, Business Student Leadership Council, Women in Finance Program

Academic Focus On The French Language & Culture And International & European Economics

High School Diploma