Sonia Salgado Email & Phone Number

Ciudad De México Y Alrededores, México

• Actively participation in the Compliance Testing Annual Planning Process as a business specialist.• Develop and enhance standard and targeted Review Programs to ensure Compliance Testing Reviews focus on key risk and provide specialized input on local regulatory requirements and internal policies.• Coordinate the development, monitoring and updating of Risk Assessments of business entities (risk rating by entity) mainly related to the Institutional Clients segment of the financial group.• Maintain an active role in the identification of emerging risk or assessing trends, using all the global and local information available.• Maintain close contact with the Senior Management to communicate results of the identified risk; and to promote preventive and corrective actions to address them.• Directly lead a review team to execute Markets & Sales Practice reviews.• Independently review work results and negotiate corrective actions with Senior Management to be included in high quality reports to be presented in Local and Global Governance forums.• Actively contribute to aligning and maintaining Control Testing Methodology, by perform cross quality assurance reviews, prior the report issuance.• Encourage the development of the team of collaborators through feedback, guidance, monitoring and posing of challenges.

• Lead the Information Security (IS) Compliance Assurance team, to perform compliance testing against regulatory requirements, standards, and local and global policies, related to IS.• Assess risks, controls and provide advisory to develop strategies to mitigate compliance risk related with IS and IT operations.• Actively participation in the planning and implementation of the Compliance Assurance Testing Annual Plan.• Develop and enhance the IS compliance assurance review programs focus on key risk and regulatory requirements and aligned with business objectives.• Review and report work results, and to maintain close contact with Senior Management to assure timely corrective actions plans to address identified compliance deviations.• Act as a focal point for IS and IT areas with regulators, external and internal auditors, during the audit reviews.• Coordinate the support of providers for penetration testing services and lead projects to implement IS monitoring tools.• Prepare periodically reports to Direction local and Global, summarizing the review results and key security indicators. • Lead the promotion of information security awareness across the financial group.

• Participate in the Audit Review Annual Planning Process, based on risk analysis and regulatory compliance.• Lead the audit team to execute the Annual Review Plan, coordinating and supervising the staff in: the timely execution of assigned audits; verify the compliance with audit standards at each stage of the review; support the team to communicate to Senior Management the review results and promote preventive and corrective actions to address weaknesses in controls design or operation.• Maintain and develop of trust relationships and close communication with audited lines and Senior Management. • Support the development of the team through coaching, training, feedback, guidance and challenge approach.• Support the Audit teams in Latin America sharing audit review programs, providing advice to assess operational and internal control risks; and guidance to comply with Audit Methodology.

Diplomatura

Licenciatura

Certificación