Sonu Prasad Email and Phone Number

𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Strategic Risk Assessment and Management: Orchestrating comprehensive risk assessment and mitigation strategies for clients navigating EY's expansive array of consulting, assurance, tax, and transaction services worldwide.✔ Leadership in Regulatory IT Audit and Compliance: Spearheading regulatory IT audit initiatives and ensuring strict adherence to regulations and best practices to mitigate organizational risks… Show more 𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Strategic Risk Assessment and Management: Orchestrating comprehensive risk assessment and mitigation strategies for clients navigating EY's expansive array of consulting, assurance, tax, and transaction services worldwide.✔ Leadership in Regulatory IT Audit and Compliance: Spearheading regulatory IT audit initiatives and ensuring strict adherence to regulations and best practices to mitigate organizational risks effectively.✔ Effective Third-Party Risk Management (TPRM): Implementing robust TPRM frameworks to evaluate and mitigate risks associated with external vendors and partners, ensuring compliance with regulatory requirements.✔ Managing Internal Controls and Audits: Overseeing the establishment and maintenance of internal control mechanisms, conducting audits to assess their effectiveness, and recommending improvements where necessary.✔ Strategic Proposal Development: Crafting compelling proposals for Request for Proposals (RFPs), showcasing the organization's unique value proposition and expertise to secure new business opportunities effectively.✔ Designing and Implementing GRC Frameworks : Spearheading the development and implementation of robust Governance, Risk, and Compliance (GRC) frameworks tailored to the unique needs of clients.✔ Project Management Excellence: Demonstrating proficiency in project management methodologies to drive successful outcomes through effective planning, execution, and stakeholder collaboration.✔ Proactive Compliance Oversight: Providing oversight and guidance on compliance initiatives, ensuring alignment with regulatory standards and organizational policies.✔ Thorough Risk Investigation and Control Assurance: Conducting in-depth risk investigations and control assurance activities, identifying control gaps, and implementing remediation plans to mitigate risks effectively. Show less

𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Oversight of Investment Servicing and Management: Facilitated investment servicing, management, research, and trading services to institutional investors globally, ensuring seamless operations and client satisfaction.✔ Training and Development Initiatives: Conducted comprehensive training sessions for finance teams on control frameworks, risk management, and compliance, fostering a culture of risk awareness and control consciousness… Show more 𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Oversight of Investment Servicing and Management: Facilitated investment servicing, management, research, and trading services to institutional investors globally, ensuring seamless operations and client satisfaction.✔ Training and Development Initiatives: Conducted comprehensive training sessions for finance teams on control frameworks, risk management, and compliance, fostering a culture of risk awareness and control consciousness within the organization.✔ Regulatory Compliance and Alignment: Maintained vigilance over evolving regulatory requirements, including International Financial Reporting Standards (IFRS), and aligned control frameworks accordingly to ensure full compliance and adherence to industry standards.✔ Surveillance and Reporting: Monitored and investigated suspicious activities meticulously, promptly reporting any suspicious transactions to the relevant authorities to uphold regulatory integrity and financial security.✔ Stay Current on KYC Regulations: Maintained up-to-date knowledge of Know Your Customer (KYC) regulations and industry best practices for risk management, implementing necessary measures to mitigate potential risks effectively.✔ Documentation and Compliance Standards: Updated process narratives, control matrices, and testing documentation to meet stringent COSO standards, ensuring accuracy and completeness in compliance documentation and evidence maintenance.✔ Remediation Planning and Tracking: Identified control deficiencies, developed robust remediation plans, and diligently tracked progress to ensure timely resolution and continuous improvement in compliance practices.✔ Investigation Reporting: Prepared comprehensive investigation reports encompassing thorough root cause analysis and risk mitigation recommendations, facilitating informed decision-making and proactive risk management strategies. Show less

𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Internal Controls Evaluation: Evaluated internal controls to identify areas necessitating enhancement and deficiencies, thereby formulating process and policy recommendations aimed at reducing operational and compliance risks significantly, aligning with organizational objectives.✔ Support for Planning and Monitoring: Provided crucial support in yearly planning and monthly target monitoring, ensuring regular interaction with client… Show more 𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Internal Controls Evaluation: Evaluated internal controls to identify areas necessitating enhancement and deficiencies, thereby formulating process and policy recommendations aimed at reducing operational and compliance risks significantly, aligning with organizational objectives.✔ Support for Planning and Monitoring: Provided crucial support in yearly planning and monthly target monitoring, ensuring regular interaction with client officials and managing key operations, accounts, and financial reporting controls within designated areas and scopes for SOX reviews, fostering seamless operational efficiency.✔ Client Presentation Delivery: Delivered compelling client presentations, articulating intricate concepts and customized solutions to facilitate understanding and foster engagement effectively, thereby strengthening client relationships and driving business growth.✔ Expertise in IT Audit and Risk Management: Exhibited extensive expertise in IT audit and risk management, adeptly identifying and addressing potential threats to ensure the security and resilience of systems, thereby safeguarding organizational assets and promoting operational continuity.✔ Thorough Documentation of SOX Processes: Documented in-scope SOX processes encompassing risk overlays, flowcharts, procedure narratives, process risk assessments, hand-offs, and test plans, ensuring comprehensive compliance and adherence to regulatory standards.✔ Management of Internal Audit Assignments: Successfully managed risk-based internal audit and Internal Financial Control Reporting (IFCR) assignments for public-listed clients, conducting internal audits for various critical financial and operational business processes, thereby enhancing organizational resilience and compliance effectiveness. Show less

𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Assurance and Compliance Audits: Conducted financial and operational audits across multiple departments to ensure compliance with applicable laws and regulations, maintaining organizational integrity and regulatory adherence.✔ Internal Audit and Control Testing for Interglobe Hotels (IGH): Conducted internal audit and Internal Financial Control (IFC) assessments for IGH, implementing self-assessment testing for critical processes such… Show more 𝑲𝒆𝒚 𝑹𝒆𝒔𝒑𝒐𝒏𝒔𝒊𝒃𝒊𝒍𝒊𝒕𝒊𝒆𝒔 - ✔ Assurance and Compliance Audits: Conducted financial and operational audits across multiple departments to ensure compliance with applicable laws and regulations, maintaining organizational integrity and regulatory adherence.✔ Internal Audit and Control Testing for Interglobe Hotels (IGH): Conducted internal audit and Internal Financial Control (IFC) assessments for IGH, implementing self-assessment testing for critical processes such as room revenue, inventory, food & beverage, and banquet revenue, ensuring operational efficiency and financial accuracy for upscale hotel chains.✔ Specialization in IT Audit and Risk Management: Demonstrated extensive professional experience in IT audit and risk management, delivering robust solutions and effectively mitigating potential vulnerabilities to enhance organizational resilience and security.✔ Policy and Strategy Development: Played a pivotal role in framing policies and strategies to stabilize the project management office for a leading beverage company, facilitating efficient project execution and strategic alignment with business objectives.✔ Collaboration for Internal Audit Enhancement: Contributed significantly to team efforts aimed at enhancing the quality of internal audit scope, report review, and recommendations, fostering a culture of excellence and continuous improvement within the organization.✔ Financial and Operational Auditing Expertise: Applied expertise in financial and operational auditing across diverse departments, identifying areas for improvement and implementing measures to enhance efficiency and compliance.✔ Contribution to Internal Controls: Played a key role in developing and testing internal controls to ensure effectiveness and adherence to regulatory requirements, minimizing risks and optimizing organizational performance. Show less