Assistant Manager
Current
Bangalore Urban, Karnataka, India
- Point of contact for escalation on Monitoring employee trade data to determine compliance with the firms PAD policy and LOB in relation to conflict of Interest, Insider Dealing and Marker abuse.Conf/ Sett:
- Verifying, Matching & Processing of FX & MM payment in/Out wire transfers MT300, MT320, MT103.
- Liaise with front office traders, clients via phone email on payments / settlement /trade confirmation issues.GPAD:
- Track, Investigate and follow up with the employee, LOB compliance and management to ensure closure and escalation of potential violations, discrepancies and issues.