As a Lead solution advisor, I have worked on two major projects. 1) Aladdin Implementation : This project was to help client Migrate from Bloomberg to Aladdin OMS.I was majorly involved in the migration of Investment compliance rules to Aladdin System which included understanding of requirements,rule interpretation and testing. I was also involved in creation of associated procedures and processes related to compliance BAU.2)Alpha FO testing : In this project, we are helping the client by ensuring the front office interface of the latest version of CRD is working as expected. This involves testing of multiple workspace such as Portfolio management,Trading, Compliance,PMAR etc.Additionally im also coordinating with Automation team to help automate testing.

1) Interpret investment guidelines and regulatory requirements related to investment products in order to provide guidance around the correct coding of investment limitation rules2) Maintain status monitoring of Fixed income investment rules, tracking their status within the development, testing, review, implementation and validation lifecycle3) Be able to accurately compare multiple entity NAVs across multiple systems to validate accuracy of portfolio components and calculations4) Accurately present and document detailed investment compliance rule calculations related to multiple asset classes and concepts, including derivatives, unlisted assets, VaR and duration5) Work with internal GI stakeholders to ensure that compliance obligations are fully understood and incorporated into the broader investment system processes6) Develop robust process documentation covering the day-to-day responsibilities of individual roles, utilizing particular system solutions, within the compliance function7) Conduct detailed testing and analysis of investment rules in compliance management systems to validate accuracy and effectiveness

Investment Compliance Client Servicing - EMEA

Investment Compliance - APAC