Soy Winnier Email & Phone Number

Texas, United States

Englewood, Colorado, Us

Promoted to support the CSG Global Ethics and Compliance Program through managing and overseeing key compliance activities. • Plan, execute and manage compliance activities for the Compliance Testing Program (2nd Line of Defense), through annual planning, test plan design and issue management validation. Collaborate with internal and external stakeholders to remediate identified compliance audit findings. Advise on policy and procedure enhancements through recommendation and implementation of process improvements. • Develop and distribute quarterly compliance testing reports to applicable business stakeholders to outline gaps in internal processes or potential control risks. Prepare and facilitate training covering compliance topics to keep the internal team abreast of process changes and regulatory updates.• Partner with various organizational teams to manage external Cybersecurity due diligence activities (SOC, SOC2, PCI-DSS AOC) across Individual Business Teams, including but not limited GRC, Legal, and Risk Operations. Review new and existing vendor assessments for adherence to internal process for managing privacy requirements in addition to any state or regional privacy requirements (e.g. CCPA, GDPR).

Mclean, Va, Us

Executed targeted BSA/AML, OFAC second line reviews to identify control deficiencies and evaluate potential risk implications. Partnered with Compliance Advisors and respective business areas to assess business controls against compliance risk framework to ensure adherence to applicable laws, regulations and guidance.• Extracted regulatory requirements from reporting system and analyze data to determine if applicable to business process. Review business processes and procedures to determine if in alignment with company and control standard.• Prepared reporting for Senior Advisors with recommendation of changes to enhance the control environment while documenting the artifacts and the supporting evidence.• Managed governance of risk reporting system (GRC) with updates/changes to regulatory requirements post assessment.

Mclean, Va, Us

Performed enterprise wide second line compliance testing across multiple lines of business area for the Mortgage, Auto Finance, Card, Retail and Commercial Banking divisions; including US, Canada and UK Markets for adherence to Anti-Money Laundering regulatory requirements. Executed first line control monitoring of Consumer Lending services and products to ensure corporate initiatives and departmental processes comply with applicable laws and regulations, including but not limited to Reg Z, Reg E, Privacy, FCRA, SCRA, MLA. Performed control and monitoring testing of the Home Loans Business (Originations, Servicing and Defaults Management) to ensure corporate initiatives and departmental processes comply with applicable laws and regulations. • Designed new test plans annually, or as new regulatory and business process changes to include the creation of control statements and appropriate sampling strategy within Risk Reporting System (GRC). • Established and maintained strong relationships with compliance advisors and business partners by collaborating with internal teams to remediate identified compliance deficiencies or gaps in testing.• Reviewed policies, procedures, processes, and internal controls to ensure alignment with current regulatory requirements, guidance or standards. • Prepared monthly dashboard for business partners summarizing monthly test results.

Bachelor Of Business Administration - Bba

Bachelor Of Business Administration - Bba