Spencer Wright Email & Phone Number

Atlanta, Ga, Us

Atlanta, Ga, Us

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Support Investment Banking verticals including Consumer & Retail, Technology Media & Telecommunications, and Industrials, as well as Mid-Atlantic and Northeast Corporate Banking coverage teams to pitch Asset Based Loans to prospects and clients, leveraging assets to support credit facilities ranging from $10MM - $1BN + - Create monthly and quarterly models projecting future financial performance of clients' and prospective clients' working capital and liquidity needs in order to structure unique financial solutions for acquisitions, dividend recaps, and working capital purposes- Prepare and present screening memorandums to Risk Team and Senior Management including company overviews, credit merits, risks, historical and projected financial performance, industry trends, and profitability analysis- Develop pitch materials detailing SunTrust Robinson Humphrey platform and propose asset based financial solutions while considering broader capital markets, advising on ideal structure to minimize cost of capital and optimize execution

Govern highly confidential information by maintaining the firm's Watch List of transactions where the firm has MNPI in house including IPOs, FOs, Bonds, M&As, PIPEs, ATMs, etc. Communicate frequently with Investment Banking and Capital Markets teams to ensure Watch List accuracy. Calculate and input equity research restrictions post transaction for IPOs and FOs.- Monitor employees' personal trading activities for potential Watch List violations and misuse of MNPI. Synthesize and distribute account data to holding firms to initiate electronic delivery of trade data for review against Watch List- Supervise email and phone communication between private side and public side teammates to ensure compliance with Information Barrier Policy- Work directly with Chief Compliance Officer on special projects including: FINRA examination tracking, internal audit tracking and remediation schedule, Risk Committee updates, reports to CEO, compliance departmental action plan and task list, and compliance reports to Senior Business Management and Senior Compliance Management

Collaborate with team to facilitate the managing, processing, reallocating, approving, and funding of approximately $1 billion of securities loans per day. Maintain consistent operations of multiple high-volume programs to communicate with traders in New York while simultaneously managing loan settlement process between custodial banks and securities trading counter parties.Fluently operated securities lending programs including Global One, Depository Trust Clearing, Loanet, RMW, Microsoft Office and Microsoft Excel. Individually responsible for updating securities pricing, securities warehouse positioning, re-allocations and monitoring loan positions and instructions. Computer efficiency training, operating multiple high-volume programs effectively to reduce time and increase productivity. Participate in continuous Development Cross-Collaboration Training

Facilitated timely completion of daily operations reports, and assisted with monthly regulatory reports and escheatment research. Fluently operated banking programs including Saber, CHIL, Global Plus, Global Office and Microsoft Excel. Ensured timely completion of daily reports including SunGard vendor monitoring and OPSWIP 9. Assisted in completion of TIC Form S and BL-2 regulatory reports, escheatment research, and OFAC reporting.

Created, developed, and maintained affluent client base to provide tailored financial solutions in the Charlotte, NC area. Completed extensive sales training through the #1 rated Financial Services Internship by Forbes. Achieved North and South Carolina Life and Health Insurance Licenses.Ambitiously and successfully prospected qualified individuals to provide personal financial consultation. Analyzed financial portfolios to determine client needs and make appropriate investment recommendations. Selected as a top intern and qualified to participate in NM's Annual National Conference in Milwaukee, WI. Executed personalized planning analyses, wrote life insurance ledgers and managed internal database system serving over 30 high value clients, contributing to $300,000 in policy submissions.

Delivered outstanding customer service by parking customer’s luxury cars at upscale hotels and restaurants in the Columbia region. Developed a client pool of contacts with some of Columbia’s highest net worth individuals. Forecasted, calculated, and adjusted work schedule to obtain the most lucrative working hours. Collaborated with owners to identify potential businesses to engage in valet operations.

Ocean Safety Patrol: Ensured the safety of beach patrons by constantly scanning the ocean to make sure each swimmer was safe and employed CPR/First Aid to assist in medical emergencies. On duty from 9 AM to 5:30 PM, 6 days a week. Communicated and explained rules, laws, and ordinances to beach patrons. Implemented an intense work ethic to maximize safety. Facilitated the rescue of 14 drowning victims. Volunteered for extended shifts and duties and received the 2010 Rookie Guard of the Year award.

Facilitated pickup, delivery, setup and pre-patient testing of SLT (Selective Laser Trebeculectomy) lasers to Ophthalmology clinics and surgery centers in the Charlotte, NC and Upstate SC areas.Communicated operational requirements to staff. Interrogated laser post setup and implemented modifications to ensure accurate operations. Summarized and resolved problems to facilitate proper functionality of laser prior to surgery.