Highly accomplished and results-driven professional with a wealth of experience in risk management, controls, investment, and finance. As an Associate Risk and Controls Manager, I have forged successful partnerships with business units, leading the assessment of control environments, designing effective controls, and conducting routine testing to ensure strict compliance with policies and standards.Collaboration lies at the heart of my achievements, as I have seamlessly collaborated with colleagues across diverse functions such as operations management, legal, compliance, risk, audit, regulators, and technology control. By fostering strong relationships, I have established consistent and robust operational risk practices and control programs that have fortified the overall risk management framework. With a solid foundation in investment and finance, I bring an additional layer of expertise to the table. In my role as a Brokerage Support Analyst, I meticulously performed due diligence for trading activity within client-managed accounts across multiple platforms, including JPMCAP, MFAP, SAS, DFI, CBoS (IRA and Non-IRA accounts). I adeptly handled queries, monitored settlements and confirmations to mitigate customer market exposure, and skillfully processed correction requests and trading errors. Furthermore, I played a pivotal role in training, coaching, and mentoring team members, equipping them with comprehensive knowledge of end-to-end processes in the trade correction-flow. As an Investment Servicing Specialist, I expertly managed various aspects of managed accounts, encompassing new account opening, updating investment restrictions, model changes, and AMMA changes. My astute reconciliation skills enabled me to successfully handle trade error resolutions for a considerable number of accounts. Additionally, I collaborated directly with external portfolio managers, driving the development of best practices for trade corrections.Throughout my career, my exceptional performance has consistently exceeded expectations, garnering recognition and accolades. Now, I am eager to channel my extensive investment and finance experience, alongside my proficiency in risk management and controls, to contribute to the success of a dynamic organization.If you are seeking a results-oriented professional who can adeptly manage risk, ensure compliance, and make valuable contributions to investment and finance operations, I invite you to connect with me. Together, let's explore how I can bring substantial value to your organization.