Ashok Sridharan
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Ashok Sridharan Email & Phone Number

Third Party/ Vendor Risk and Relationship Management at Nomura Securities
Location: New York City Metropolitan Area, United States 6 work roles 2 schools
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Current company
Nomura Securities
Role
Third Party/ Vendor Risk and Relationship Management
Location
New York City Metropolitan Area, United States
Company size
15775 employees

Who is Ashok Sridharan? Overview

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Ashok Sridharan is listed as Third Party/ Vendor Risk and Relationship Management at Nomura Securities, a with 15775 employees, based in New York City Metropolitan Area, United States. AeroLeads shows a matched LinkedIn profile for Ashok Sridharan.

Ashok Sridharan previously worked as Third Party/ Vendor Risk and Relationship Management at Nomura and Risk and Control at Nomura. Ashok Sridharan holds Master Of Business Administration (M.B.A.), Finance from University Of Rochester - Simon Business School.

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Nomura Securities

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Profile bio

About Ashok Sridharan

As a financial services professional I believe that I possess the requisite skills and qualities to generate new ideas and business solutions in a rapidly changing business environment. I sincerely believe in adhering to values & principles of an organization and placing the clients needs - first!In my 7 rich years of experience, I have gained valuable insight and enriched my skills in Project Management, Reconciliation and Review, whilst co-ordination with different departments such as the Sales&Trading Desk, Compliance & Regulatory, Treasury and Risk Management groupAn excellent team-player and on numerous occasions, I have taken challenges head-on and assumed the role of a leader. Have had the opportunity to liaise with stakeholders and clients across the globe as a part of my role at prior organizations.Currently pursuing my MBA with a concentration in finance from the Simon Business School in Rochester, New York - actively looking for opportunities to be associated with leading financial institutions in the field of Capital Markets.

Listed skills include Fixed Income, Derivatives, Investment Banking, Capital Markets, and 13 others.

Current workplace

Ashok Sridharan's current company

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Nomura Securities
Nomura Securities
Third Party/ Vendor Risk and Relationship Management
New York, NY, US
Website
nomura.com
Employees
15775
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6 roles

Ashok Sridharan work experience

A career timeline built from the work history available for this profile.

Third Party/ Vendor Risk And Relationship Management

Current
Nomura

Tokyo, Jp

Sep 2017 - Present

Risk And Control

Current
Nomura

Tokyo, Jp

- Performing segregation of duties analysis, defining toxic access combinations across F2B operating model and liaising with IT to regulate user accesses- Compiling Risk Events and Engaging End User for Remedial Actions- Reviewing and updating target group's Risk and Control Self Assessment (RCSA) matrix- Implementing phase II of End User Computation (EUC) which required reviewing and documenting automated processes

Apr 2015 - Present

Sr. Analyst

Nomura Securities

Tokyo, Jp

Listed Options - Clearing Member Trade Agreement (CMTA) - Options Clearing Corporation (OCC)Equity Derivatives: Middle & Back Office Ops- Trade Support: Reconciled trades and positions from the risk system, to middle office systems, to settlement and resolved all errors by the next day for equities, futures & options.- Liaised with brokers to minimize errors in the monthly billing verification. Assisted traders resolving discrepancies over rates with Clients. Resolved differences in P&L for product control resulting in annual savings of $50,000- Sales Support: Relayed issues and their resolutions to the sales trader. Developed procedure for daily and monthly verification of client commission for P&L reporting.- Mumbai Team Lead: Designated Mumbai team lead and responsible for migrating process from the US to India resulting in operational cost savings of $40,000/year for the division.- Operational Efficiency: Developed tactical solutions for automating procedures, reducing processing time by 80% and minimizing manual errors. Engaged with IT to provide strategic solutions for operations to meet delivery deadlines.Equity Finance - Securities Lending - Billing- Transitioned the Billing function from US region & responsible for reconciliation and settlement of brokerage and fees with counter-parties resulting in a save of over $40K- Streamlined the Billing function and ensured no outstandings > 30 days.- Initiated metrics for Senior Management in India to monitor weekly progress.Fixed Income - Mortgage Backed Securities (MBS): Security Payment Order (SPO)- Overlooked the 'End of day' process of SPO charges on DTCC for the MBS process.- Mentored 3 graduate MBA’s and managed a team of 4 analysts.

Sep 2008 - Apr 2013

Analyst

Lehman Brothers

Us

Global Listed Derivatives - Prime Brokerage- Clearing and Executing Listed Derivatives Trades in the Global Derivatives markets predominantly EMEA exchanges.- Managed Top Brokerage Accounts such as Goldman Sachs, Morgan Stanley, NewEdge,Citigroup, JP Morgan and cleared all back-log in the Brokerage Payable > 60 days outstanding.

Sep 2007 - Sep 2008

Associate

State Street

Boston, Massachusetts, Us

Fund Accounting for High Net-worth clients based out of State Street, Zurich.

May 2006 - Sep 2007
Team & coworkers

Colleagues at Nomura Securities

Other employees you can reach at nomura.com. View company contacts for 15775 employees →

YI Yukako Ishii Yukako Ishii Colleague at Nomura SecuritiesTokyo, Japan View → حب حسین بوربور حسین بوربور Colleague at Nomura SecuritiesIran, Islamic Republic Of View → RV Robins Varghese Robins Varghese Colleague at Nomura SecuritiesMumbai, Maharashtra, India View → TG Tripti Grover, Cfa Tripti Grover, Cfa Colleague at Nomura SecuritiesMaharashtra, India View → AD Amruta Deorukhkar Amruta Deorukhkar Colleague at Nomura SecuritiesMumbai, Maharashtra, India View → SP Savion Pereira Savion Pereira Colleague at Nomura SecuritiesMumbai, Maharashtra, India View → TS Takuya Shimamoto Takuya Shimamoto Colleague at Nomura SecuritiesSingapore View → MK Malika Khawas Malika Khawas Colleague at Nomura SecuritiesPune, Maharashtra, India View → AK Apurva Khedkar Apurva Khedkar Colleague at Nomura SecuritiesMumbai, Maharashtra, India View → SJ Suhaana J. Suhaana J. Colleague at Nomura SecuritiesGreater Hartford, United States View →
2 education records

Ashok Sridharan education

Master Of Business Administration (M.B.A.), Finance

University Of Rochester - Simon Business School

Bachelor’S Degree

University Of Mumbai
FAQ

Frequently asked questions about Ashok Sridharan

Quick answers generated from the profile data available on this page.

What company does Ashok Sridharan work for?

Ashok Sridharan works for Nomura Securities.

What is Ashok Sridharan's role at Nomura Securities?

Ashok Sridharan is listed as Third Party/ Vendor Risk and Relationship Management at Nomura Securities.

Where is Ashok Sridharan based?

Ashok Sridharan is based in New York City Metropolitan Area, United States while working with Nomura Securities.

What companies has Ashok Sridharan worked for?

Ashok Sridharan has worked for Nomura Securities, Nomura, Lehman Brothers, and State Street.

Who are Ashok Sridharan's colleagues at Nomura Securities?

Ashok Sridharan's colleagues at Nomura Securities include Yukako Ishii, حسین بوربور, Robins Varghese, Tripti Grover, Cfa, and Amruta Deorukhkar.

How can I contact Ashok Sridharan?

You can use AeroLeads to view verified contact signals for Ashok Sridharan at Nomura Securities, including work email, phone, and LinkedIn data when available.

What schools did Ashok Sridharan attend?

Ashok Sridharan holds Master Of Business Administration (M.B.A.), Finance from University Of Rochester - Simon Business School.

What skills is Ashok Sridharan known for?

Ashok Sridharan is listed with skills including Fixed Income, Derivatives, Investment Banking, Capital Markets, Equity Derivatives, Middle Office, Equities, and Valuation.

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