Sripriya Senthilkumar

Sripriya Senthilkumar Email and Phone Number

Associate Director @ FIS | MBA, Financial Markets Awareness @ FIS Global Business Solutions India Private Limited
india
Sripriya Senthilkumar's Location
Chennai, Tamil Nadu, India, India
Sripriya Senthilkumar's Contact Details

Sripriya Senthilkumar personal email

About Sripriya Senthilkumar

Over two (2) decades of demonstrated success in Financial Services - Adept at development and implementation of operational strategies, policies and procedures. Experience in overseeing day-to-day operations, administrative functions and resource management. Innovative leader focused on growing revenue and increasing margins. Handles diverse roles in Team Management, Finance, Business Development, Recruitment, Training and Technology.Change management leader-striving to bring in AI to support Product Control and BOW. Analyzing and Ensuring provision of ongoing training and development, so that teams are suitably skilled and qualified to perform their deliverable. Set appropriate tone and expectations for the team and work in collaboration with stakeholders and delivery partners. Create sound internal compliance controls and monitor adherence to them. Regularly audit processes, practices, and documents to identify weak processes and eliminate the risks of non-compliance. Plan / Prepare reports on compliance activities, audit findings, compliance metrics, and recommendations for improvement. Present these reports to management and regulatory authorities as necessary. Understanding of Product Control processes, key controls, reconciliation and daily deliveries to Front Office and FinanceContinuously plan, evaluate and improve compliance processes and procedures to enhance efficiency and effectiveness. Stay abreast of emerging trends and technologies in compliance management within the sector. Stay updated on relevant laws, regulations, and industry best practices pertaining to the trading sector. Expertise in end-to-end interpreting regulatory requirements and advise management on necessary actions to ensure compliance. Experience in establishing and delivering large scale change initiatives within Finance. Involved in Core Project Management skill sets including Planning, Risk and Issue Management etc. Leads on 'agile' as a way of working and proven experience transforming tech organizations to agile. Ability to build a culture and environment that attracts and retains top talent including driving hard on Diversity and Inclusion. Standardized business operations that helped reduce cost and effectively manage resources. Analyse, monitor and Lead through example and building appropriate culture and values. Educate and train project leads for greater degree of efficiency and discipline. Instituted a Technology and Project support group in order to systematically evaluate and reduce redundancy and increase efficiency and transparency

Sripriya Senthilkumar's Current Company Details
FIS Global Business Solutions India Private Limited

Fis Global Business Solutions India Private Limited

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Associate Director @ FIS | MBA, Financial Markets Awareness
india
Employees:
20
Sripriya Senthilkumar Work Experience Details
  • Fis Global Business Solutions India Private Limited
    Associate Director Managed Service Operations Fis Global
    Fis Global Business Solutions India Private Limited Aug 2020 - Present
    Pune, Maharashtra, India
    Governance, Compliance and Regulatory management. Managed the reconciliations team for clients Nostro, Exchange, Broker and Intercompany reconciliations. Help businesses comply with financial crime regulations and adhere to relevant client procedures related to anti-money laundering and counter-terrorist financing.Demonstrate keen interest in compliance and regulatory issues related to Capital Markets industry and participants. Process trades in accordance with established procedures and policies. Collaborate with internal teams to ensure accurate and timely trade execution. Maintain macros for automated Compliance processing.Monitor Governance & Compliance lifecycle from initiation to settlement, confirmation and reconciliation. Manage corporate actions, such as dividends, rights issues, mergers & acquisitions. Contribute to the development of capital market products / services. Address audit findings and implement corrective actions
  • Awoke India
    Faculty
    Awoke India Jan 2021 - Present
    India
  • Company Secretary Executive Students
    Part Time Coach
    Company Secretary Executive Students Jul 2019 - Dec 2020
    Chennai Area, India
    Capital market coach (part time) for company secretary students taking CS executive exam.Actively looking for full time employment.
  • Karvy Fintech
    Dgm
    Karvy Fintech Mar 2018 - Jun 2019
    Hyderabad Area, India
    Managing Registry Business division at Karvy Fintech. Relationship Management for more than 30 listed companies in equity and debt segment. Managed a team handling customer service of over 1 million shareholders in electronic and physical mode. Interpret model results and the impacts of model changesProduce risk profiles, solvency assessments, and internal and regulatory reports. Ensure compliance with all relevant laws, regulations, and standards applicable to the company's operations. Support the production of information from a high impact change model (HICM) for regulatory submissions to the relevant authoritiesLiaise with external auditors, tax advisors, and regulatory authorities as necessary. Develop and implement internal control procedures to safeguard company assets and ensure financial integrity. Develop and implement comprehensive compliance strategies to uphold regulatory standards and mitigate financial risks.
  • Metropolitan Stock Exchange Of India Ltd.
    Head Membership
    Metropolitan Stock Exchange Of India Ltd. Feb 2017 - Mar 2018
    Mumbai, Maharashtra, India
    Unique approach to retain and reactivate dormant member constituents. Analyzing, monitoring, supervising and implementing compliances with Regulatory Authorities and minimizing TAT. Stay updated on changes in Finance standards, tax laws, and regulatory requirements relevant to the company's operations.Support the reporting of annual budget and quarterly forecast cycles on a consolidated view to management. Provide guidance and training to finance teams to ensure understanding and adherence to compliance protocols. Design and enforce internal controls to safeguard financial data integrity and prevent fraud.Collaborate with management to establish a management steering committee for finance compliance. Provide regular updates and reports to the steering committee on finance compliance initiatives. Prepare and analyze timely financial reports and management information systems to assist management in decision-making.
  • The Calcutta Stock Exchange Limited
    Deputy General Manager
    The Calcutta Stock Exchange Limited Aug 2011 - Aug 2016
    Kolkata Area, India
     Extensive experience in creating, modifying and uploading all formats relevant to membership. Supervising and implementing compliances with Regulatory Authorities; strong communication skills and expertise in following up cases with them. Exposure in handling risk management, framing policies and interpretation of SEBI circulars Working in tandem with various internal/external sources for development of the organisation; actively conducted more than 90 Investor Awareness programmes within two years of joining the Exchange which translates to an increase of 300 %.  Efficient handling of the CUCSE Centre of Excellence in Financial Markets at Calcutta University to promote research in Financial Markets.
  • Mcx Stock Exchange Ltd.
    Manager - Membership,Compliance & Nism Certification
    Mcx Stock Exchange Ltd. Mar 2009 - Mar 2011
    Mumbai Area, India
     Developed technical solutions, created documents, analysed business needs with a team eight for membership registration operations; responsible for all certification cell activities. Conducted Interviews and deftly handled exchange compliance and SEBI requirements. Issued Exchange circulars/notices for policies and guidelines; took charge of change management including M&A and takeovers. Adept at client interaction; ensured proper and timely follow up to create an overall great experience. Initiated product enhancement through inventive marketing.
  • Stock Holding Corporation Of India Limited
    Deputy Manager-Mumbai Branch
    Stock Holding Corporation Of India Limited May 2004 - Mar 2009
     Coordinated Professional Clearing Member related activities, ensured seamless operation through a team of 6, handling trading members registered with the F&O segment of NSE and BSE. Liaised with business stakeholder and SME’s to appreciate business needs and was the client and IT interface for development of an automated environment. Held responsiblility for the pay in/ pay out operations
  • Stock Holding Corporation Of India Ltd
    Kochi Branch
    Stock Holding Corporation Of India Ltd Sep 2001 - May 2004
    Cochin Area, India
    GOI Relief and Savings bonds Supervised receipt of GOI Savings and Relief Bonds, document verification and deposit of instruments and follow up for credit of Funds from banks located in Kochi and non-notified centres.  Created Bond ledger accounts adhering to the Memorandum of Procedures laid by the Government of India. Coordinated franchisee incentive distribution and ensured dispatch of Certificate of Holding and Interest distribution every half year for ECS and Warrants to the clients.Dematerialisation  Handled Demat of Bonds and Government Securities, creating request numbers while interacting with clients for clarification and grievances. Supervised defacing and dispatch of securities to Companies/Registrars and followed with them and NSDL/CSDSL/SEBI pending credits and rejects; Responsible for rejection receipt and data capture.DP Billings and Recoveries  Organised receipt of Bills from Mumbai, overseeing segregation and dispatch to clients, following for dues pending and handled adjustment and waivers for account closure cases.
  • Stock Holding Corporation Of India Ltd
    Dp Operations
    Stock Holding Corporation Of India Ltd Oct 1995 - Sep 2001
    Chennai Area, India
    DP Operations Handled account opening / post opening operations for individual/corporate clients, promoted varied financial products as member of the Investor Guidance Cell Objections and undertook corporate actions of companies for financial institutions. Responsible for the Safe Custody Division for institutional shares for over 4 years. Provided MIS and complete holding reports to the Institutions. Managed client segmentation, thereby cross- selling of products - purchase/ sale of securities, online trading, loans, securities lending and mutual fund distribution.Custodial Business  Interacted with intermediaries - clearing houses, banks, Brokers, R&T agents, companies and institutional clients. Handled huge volume processing requirements of scrip based settlement systems.
  • Stock Holding Corporation Of India Ltd
    Custodial Business
    Stock Holding Corporation Of India Ltd Jun 1993 - Sep 1994
    Mumbai Area, India
     Comprehensive exposure to all facets of Capital Market operations. Day to day interaction with various intermediaries namely Clearing houses/ Banks, Brokers, R&T agents, Companies and Institutional Clients. Expertise in all aspects relating to Custodial Operations viz Settlement handling Safekeeping, Benefit collection and Client reporting. (SHCIL- India's largest custodian) Both in the erstwhile Physical and current Electronic scenario. Leading large functional teams set up to cater to the huge volume processing Requirements of scrip based settlement systems.  Designing the flow of all activities relating to a process with special emphasis to Performance standards and required documentation. Delegation of tasks to the team members with clearly defined performance parameters.  Attainment and continuous up gradation of laid out performance standards. *Collation of Data and MIS preparation.
  • Unicard Marketing Pvt. Ltd.
    Telemarketing Executive
    Unicard Marketing Pvt. Ltd. Feb 1992 - Jun 1993
    Marketed the newly launched Citi Bank Credit Cards to people in and around Chennai. There was huge interest for the cards then and people were inquisitive about the facility.

Sripriya Senthilkumar Skills

Derivatives Banking Team Management Securities Risk Management Trading Requirements Analysis Mis Business Analysis Mutual Funds Capital Markets Cross Functional Team Leadership Business Development Commodity Financial Risk Team Building Relationship Management Financial Analysis Financial Services Vendor Management Crm Analysis Portfolio Management Equities Investment Banking Financial Markets Management Finance Investments Business Strategy Customer Relationship Management Management Information Systems Investor Relations

Sripriya Senthilkumar Education Details

Frequently Asked Questions about Sripriya Senthilkumar

What company does Sripriya Senthilkumar work for?

Sripriya Senthilkumar works for Fis Global Business Solutions India Private Limited

What is Sripriya Senthilkumar's role at the current company?

Sripriya Senthilkumar's current role is Associate Director @ FIS | MBA, Financial Markets Awareness.

What is Sripriya Senthilkumar's email address?

Sripriya Senthilkumar's email address is sr****@****ail.com

What schools did Sripriya Senthilkumar attend?

Sripriya Senthilkumar attended Annamalai University, Annamalai University, University Of Madras, Fatima Matriculation Hss, Annamalai University, Annamalai University.

What are some of Sripriya Senthilkumar's interests?

Sripriya Senthilkumar has interest in Children, Environment, Reading, Poverty Alleviation, Classical And Film Music, Biographies And Novels.

What skills is Sripriya Senthilkumar known for?

Sripriya Senthilkumar has skills like Derivatives, Banking, Team Management, Securities, Risk Management, Trading, Requirements Analysis, Mis, Business Analysis, Mutual Funds, Capital Markets, Cross Functional Team Leadership.

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