Sriram M Email & Phone Number

Currently associated with BSE, as Manager - Regulatory. Supervision of Stock Broking Compliances and Operations.Was associated with Motilal Oswal Financial Services Ltd, as Manager in Surveillance and Investigation. Monitoring the trading pattern and methods applied in various stocks by the business associates, clients and taking actions if required, as per the SEBI and Exchange guidelines. Associated with National Stock Exchange of India Limited (NSE) in Regulatory. Framed various policies pertaining to the supervision of Stock Brokers and other market Intermediaries. Initiated and developed various systems pertaining to internal monitoring and supervision of Stock Brokers and Intermediaries.Was associated with TVS Motor Company Limited. Was appointed as Company Secretary (KMP) in one of the Subsidiaries of the TVS Motor Company Limited. Have drafted Board and Committee Agenda and Minutes as per the Act and handled the Board Meetings for the Parent and Group Companies. Was instrumental in handling AGMs for the parent and group companies. Complied with all the regulations as per the Companies Act 2013, Listing Regulations and others. Worked with Karnataka Bank Limited , as an Associate for two years. Managed Branch operations,loan processing and CASA.