Securities, regulation, compliance and enforcement attorney at NASDAQ OMX. Primary duties included managing a third-party regulatory audit of both equities and option market centers; liaised between these groups and the SEC; responded to SEC inquiries (OCIE and Enforcement Divisions); worked with, and managed, general oversight of FINRA in accordance to the regulatory service agreement; and ensured overall compliance with securities laws. I worked on numerous in-house legal matters, including, but not limited to:• complex contracts (listings, technology, information sharing agreements, memoranda of understanding, non-disclosure agreements)• corporate governance• winding-up of the former Boston Stock Exchange operations• litigation matters• business continuity• vendor relations• employment law• managed intern programAs the world's largest electronic exchange, I have proven I am adept in prioritizing and completing tasks with tight deadlines while still being flexible to multitask as necessary. I am attentive to detail and able to work in a fast paced environment.

Enforced rules and regulations of the Boston Stock Exchange of its members. Negotiated settlements of violations. Supported business initiatives of management of the Exchange. Assisted in due diligence (acquired by NASDAQ OMX) of the Boston Stock Exchange.

Engaged in all aspects of litigation, including research and drafting memoranda invloving complex legal theories and claims. Participated in and conducted depositions; analyzed and prepared various discovery documents and motions practice; oral advocacy; trial preparation; and represented clients in alternative dispute resolution and formal mediation.