Stacy Soohyun Cho, Cams Email & Phone Number

Toronto, Ontario, Canada

Case investigations

Toronto, Ontario, Canada

• Investigated and assessed customer alerted activity generated from the automated transaction monitoring system, unusual transactions reports and external referral to identify potential cases of money laundering (ML) or.
• Researched client’s background, account information and activities to determine whether triggered activity may indicate reasonable ground to suspect of ML and TF activities
• Timely assessed triggered alert and maintained records and related documentation in accordance with regulatory requirements and department standards in the case management system
• Created cases based on unusual transactions reports submitted by business units and request information as necessary
• Identified and reviewed Politically Exposed Persons (PEPs) and other high risk (HR) clients referred by internal partners (e.g. EDDU)
• Reviewed alert generated from name screening system to identify potential terrorist and PEPs

Toronto, Ontario, Canada

Escalated suspicious clients/business and their activities to Line of Business, other Financial Crime Risk teams (including Anti-Bribery and Corruption, Fraud, and Sanctions) and HSBC affiliates and provided recommendations to mitigate further financial crime risks that may adversely impact the bank

Toronto, Ontario, Canada

Prepared necessary files such as KYC information, account statements, cheque and draft images, and various wire transaction details in order to support AML investigators to analyze clients’ suspicious background and activity

Yeongdeungpo-gu, Seoul, Korea

• Proactively supported senior managers with research, document revisions, and translations of accounting treatment, tax laws and regulations
• Utilized my proficiency in both Korean and English by performing a variety of tax related translation works (e.g. BEPS, Tax regulations of Foreign Company in Korea)
• Fully engaged in team meetings, opened to various ideas, and provided suggestions to develop a short animation for the final team project on “Marketing Deloitte Korea”; ultimately this helped the team to win 1st place.

Oakville, Ontario, Canada

• Provided various administrative support throughout the organization
• Drafted “Price letters” providing information about the discount prices of each products for customers
• Recorded daily cheques received by the company and completed deposit process