Stefan Simon Email & Phone Number

Zurich, Switzerland

Zürich Area, Switzerland

Zurich

Core areas of practice did include:Obtain licenses and approvals for banks, securities dealers, fund management companies, asset managers of collective investment schemes, Swiss representatives of foreign collective investment schemes and distributors;Advice to licensees in compliance matters to comply with applicable financial laws and regulations;Perform legal and regulatory analysis on a wide range of financial services, securities and banking law issues and on pending legislation and prepare legal memoranda;Advice on structuring, formation, lifecycle management and regulation of all types of financial products, in particular derivatives and structured products (including experience supporting the full lifecycle of structured product activities, from legal advice for set-up questions, drafting of issuance programmes, the launch of single products and the coverage of the lifecycle management of these);Advice on the registration of foreign collective investment schemes and obtaining approval by the Swiss Financial Market Supervisory Authority FINMA;Listing of collective investment schemes, bonds, derivatives and structured products on the SIX Swiss Exchange Ltd.;Drafting of required legal documentation (e.g. prospectuses, fund contracts, issuance programmes, term sheets, offering prospectuses etc.);Setting-up distribution/placement structures for foreign collective investment schemes, structured products and other financial products in Switzerland and advice on cross-border offerings of debt and equity securities;Negotiate and draft agreements for fund providers, service providers and fund counterparties (e.g. investment management agreements, custodian agreements and cooperation agreements);Advice in the area of corporate formation, governance and corporate housekeeping as well as transactional work;Other areas of practice include general corporate law, general contract law, employment and intellectual property law.

Zurich

Core areas of practice did include: obtaining licenses and advice to licensees, legal and regulatory analysis on a wide range of financial services, advice on structuring, formation, lifecycle management and regulation of all types of financial products, listing of financial products, drafting of required legal documentation, setting-up distribution/placement structures, negotiate and draft agreements for fund providers, service providers and fund counterparties, advice in the area of corporate formation, governance and corporate housekeeping as well as transactional work. Other areas of practice include general corporate law, general contract law, employment and intellectual property law.In the function of managing associate: administration of the paralegal team and the office team.

City Of Basle

Collaboration in a due diligence mandate

City Of Basle

Internship as a law clerk

City Of Basle

Internship as a lawyer

Attorney At Law

Licentiate Jurisprudence, Law

Pre-Final Exams, Law

General Qualification For University Entrance, Type E (Economics), Economics