Stefan Buser
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Stefan Buser Email & Phone Number

Attorney-at-Law I Banking law I Supervisory law I Asset Management I Banking products I Banking services at Zürcher Kantonalbank
Location: Zurich, Switzerland 11 work roles 4 schools
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Role
Attorney-at-Law I Banking law I Supervisory law I Asset Management I Banking products I Banking services
Location
Zurich, Switzerland
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Stefan Buser is listed as Attorney-at-Law I Banking law I Supervisory law I Asset Management I Banking products I Banking services at Zürcher Kantonalbank, a with 3324 employees, based in Zurich, Switzerland. AeroLeads shows a matched LinkedIn profile for Stefan Buser.

Stefan Buser previously worked as Senior Legal Counsel (Asset Management and Products) at Zürcher Kantonalbank and Consultant | Attorney-at-law | Legal, Regulatory and Compliane - Financial Services at Ey. Stefan Buser holds Rechtsanwalt | Attorney At Law | Avocat from Rechtsanwalt.

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Zürcher Kantonalbank

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About Stefan Buser

As an experienced expert in the field of financial market law with in-depth knowledge of asset management and banking products and services, I offer pragmatic solutions of a very high quality to successfully overcome the legal and regulatory challenges faced by financial institutions. Thanks to my many years of experience in advising financial institutions, I also have proven expertise in contract negotiations, compliance and risk management.My strong communication skills enable me to convey complex legal concepts in an understandable way. Team-orientated, I actively contribute to cooperation and demonstrate flexibility in changing environments. Thanks to my proactive approach and quick thinking, I always keep a cool head and act in a solution-orientated manner to achieve the best results for the team and the company. At the same time, I offer a high level of resilience and commitment. Through my strong commitment to ethical standards and integrity, I help to promote a trustworthy and legally compliant corporate culture.

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Zürcher Kantonalbank
Zürcher Kantonalbank
Attorney-at-Law I Banking law I Supervisory law I Asset Management I Banking products I Banking services
zurich, zurich, switzerland
Website
Employees
3324
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11 roles

Stefan Buser work experience

A career timeline built from the work history available for this profile.

Senior Legal Counsel (Asset Management And Products)

Current

- Drafting of individualised asset management contracts, asset management agreements and investment agreements- Legal advice to asset management (FIDLEG, FINIG, CISA, MIFID II, BVV 2, OR, Crossborder, Outsourcing, DSG)- Legal responsibility and support for the following topics and products: Basic contract, powers of attorney, youth segment, fees, safe deposit boxes, cheques, cash dispatch, ATMs, metal account, negative interest, fiduciary deposits, time deposits, medium-term notes… Show more - Drafting of individualised asset management contracts, asset management agreements and investment agreements- Legal advice to asset management (FIDLEG, FINIG, CISA, MIFID II, BVV 2, OR, Crossborder, Outsourcing, DSG)- Legal responsibility and support for the following topics and products: Basic contract, powers of attorney, youth segment, fees, safe deposit boxes, cheques, cash dispatch, ATMs, metal account, negative interest, fiduciary deposits, time deposits, medium-term notes, deposit protection).- Autonomous legal advice to the Product Management Deposit Business in relation to the above-mentioned products and topics.- Drafting of contract templates, product provisions (GTC), directives, processes, NDAs, file notes and disclaimers- Review of marketing materials (factsheets, presentations) with regard to compliance with the applicable legal provisions (CISA, FIDLEG, UCA, MIFID II)- Reviewing the documentation of alternative investment funds with regard to the associated legal and tax risks in custody- Carrying out compliance checks in the investment business- Member of the Investment Practice Group- Respond to enquiries from authorities, monitor legal and regulatory developments and evaluate reports- Legal advice on antitrust issues- Member of the Board of Directors of the pension fund Show less

Oct 2020 - Present

Consultant | Attorney-At-Law | Legal, Regulatory And Compliane - Financial Services

Ey

Zürich

Responsibility for the area of 'Compliance Trading and Sales' for an industrial client - Coordination of external lawyers, creation and implementation of e-learnings and staff trainings- Technical leadership of the local compliance officers abroad- Representation of Compliance in all internal projects, investigations, drafting of directives- Clarifications in the areas of sanctions, market conduct rules and money laundering- KYC audit of counterpartiesOther activities at… Show more Responsibility for the area of 'Compliance Trading and Sales' for an industrial client - Coordination of external lawyers, creation and implementation of e-learnings and staff trainings- Technical leadership of the local compliance officers abroad- Representation of Compliance in all internal projects, investigations, drafting of directives- Clarifications in the areas of sanctions, market conduct rules and money laundering- KYC audit of counterpartiesOther activities at EY- Advising financial services providers in the areas of: Company law, FIDLEG and corporate governance Show less

Sep 2019 - Sep 2020

Bar Exam Candidate

Oct 2018 - Aug 2019

Junior Law Clerk (Auditor)

Bezirksgericht Dielsdorf

- Drafting judgments and orders in civil and criminal proceedings- Draw up minutes of hearings

Nov 2017 - Sep 2018

Juristischer Mitarbeiter

Amt Für Justiz Und Gemeinden Des Kantons Schaffhausen

- Drafting of appeal decisions and decrees - State liability cases and legal advice to municipalities

Feb 2017 - Oct 2017

Junior Compliance Officer

- Name screening / management of unwanted customers- Media monitoring (AML, sanctions, PEP)

May 2016 - Jan 2017

Trainee Legal

Zürich

- Drafting legal memoranda and legal briefs- Contributing to expert opinions and publications

Feb 2016 - Apr 2016

Legal & Compliance

- Requests for information from third parties (DSG; OR)- Due diligence investigations (AML, KYC, sanctions, bribery)

Jul 2015 - Sep 2015

Private Banking Assistent

Zürcher Kantonalbank

- Reporting, statistics, presentations, contracts- ICS controls, create KYC profiles- Suitability Compliance

Apr 2012 - Jun 2014

Commercial Apprenticeship As Banker

Ubs Ag

Zürich Und Umgebung, Schweiz

- Retail Banking, Private Banking, International Banking, Real Estate Finance, Information Technology- Training at the Center for Young Professionals in Banking

Aug 2007 - Jul 2010
Team & coworkers

Colleagues at Zürcher Kantonalbank

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4 education records

Stefan Buser education

Rechtsanwalt | Attorney At Law | Avocat

Rechtsanwalt

Eidg. Dipl. Kaufmann Erweiterte Grundbildung, Berufsmatura, Bank

Kv Zurich Business School
FAQ

Frequently asked questions about Stefan Buser

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What company does Stefan Buser work for?

Stefan Buser works for Zürcher Kantonalbank.

What is Stefan Buser's role at Zürcher Kantonalbank?

Stefan Buser is listed as Attorney-at-Law I Banking law I Supervisory law I Asset Management I Banking products I Banking services at Zürcher Kantonalbank.

Where is Stefan Buser based?

Stefan Buser is based in Zurich, Switzerland while working with Zürcher Kantonalbank.

What companies has Stefan Buser worked for?

Stefan Buser has worked for Zürcher Kantonalbank, Ey, Bezirksgericht Dielsdorf, Amt Für Justiz Und Gemeinden Des Kantons Schaffhausen, and Credit Suisse.

Who are Stefan Buser's colleagues at Zürcher Kantonalbank?

Stefan Buser's colleagues at Zürcher Kantonalbank include Jessica Kohler, Simon Helfenberger, Baftije Ismaili, Tim Schnurrenberger, and Christoph Aschwanden.

How can I contact Stefan Buser?

You can use AeroLeads to view verified contact signals for Stefan Buser at Zürcher Kantonalbank, including work email, phone, and LinkedIn data when available.

What schools did Stefan Buser attend?

Stefan Buser holds Rechtsanwalt | Attorney At Law | Avocat from Rechtsanwalt.

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