Stefano Puce Email & Phone Number

Milan, IT

Milano, Lombardia, Italia

Milan Area, Italy

• Responsible for the management of regulatory and/or organizational projects of Alis Consulting.
• Managed the resources and PMO for a consulting company specialized in the financial and banking sectors
• Monitored on-going projects on-site for several clients in the private banking and wealth management industry

Milan Area, Italy

• Responsible for the definition of the guidelines for the organizational structure of the Bank and subsidiaries and control of compliance of the organizational model.
• Managed the arrangement of the Group’s corporate governance documentation and the body of procedures in order to ensure compliance with internal and external regulations and the implementation of organization model
• Coordinated the Internal Capital Adequacy Assessment Process (ICAAP)
• Monitored the process of Bank’s risk assessment and coordination
• Supervised the projects concerning regulatory and organizational items (e.g. FATCA, EMIR, SEPA, the new regulation on customer due diligence)

Gruppo Banca Leonardo S.p.A.

• Responsible for the internal auditing on investment services and bank’s processes.
• Managed the governance, control and coordination of the Group’s subsidiaries on private and investment banking
• Audited the ICAAP process and anti-money laundering referent
• Participated in all the major projects involving the Group (e.g. implementation of MiFID; disclosure on illiquid financial products, according to CONSOB provisions)
• Implemented the new anti-money laundering regulation

Milan Area, Italy

• Responsable for the internal auditing of Banca Intesa subsidiaries.
• Monitored the governance and control of the subsidiaries
• Directed and supported the local audit function
• Managed the internal auditing and risk control on the Wealth Management department (asset management, alternative funds, pension funds, dynamic trust company, depositary bank)

Milan Area, Italy

• Responsible for the Internal Control and Middle Office
• Implemented the internal control system of the asset management company
• Managed the legal and taxation compliance office
• Supervised the Middle Office on derivatives and securities activities

Milan Area, Italy

• Head of Derivatives Middle Office.
• Managed trading activity on futures, options on futures and OTC options
• Assessed activity on futures and options premium paymentAccounting control on Global Markets desks.
• Analyzed trading activity on derivatives, foreign exchange and bonds in order to calculate P/L for each activity
• Implemented internal reporting on accounting controls

Bachelor'S Degree, Business Administration With Specialization In Finance

Dottore Commercialista, Italian Chartered Accountant