Stephan E. Robinson, Sr., Mba Email & Phone Number

Grand Prairie, Tx, Us

Raleigh, North Carolina, Us

Utilized my extensive experience in areas of financial institution regulatory examination and testing in the areas of safety and soundness and compliance.Conducted examinations and audits of mortgages; conducted DFAST (Dodd-Frank Act Stress Test), and I performed tests and reviews for Fair Lending; HMDA (Home Mortgage Disclosure Act); TILA (Truth and Lending Act); UDAAP (Unfair Deceptive, Abusive Acts and Practices); Anti-Money Laundering (AML) and Fraud as well as executed examinations and forensic audits of wealth management and consumer deposits and lending operations of money center financial institutions, as well as Nonbank financial institutions (NBFIs). Created, tested, and implemented enterprise-wide risk control self-assessments that included identifying KRIs (Key Risk Indicators), detective and preventative controls, as well as, conducting, reporting, and recommending enhancements to policies, procedures (including desktop procedures), and processes. Compliance and Regulatory Testing.

Baltimore , Md, Us

Provided guidance to the business about practical and effective solutions to regulatory compliance challenges. Drove strategies and plans for continual enhancement of the Compliance Management System, as applicable to their assigned insurance and consumer financial protection laws / regulations and / or business processes or functional areas. Maintained full knowledge of assigned insurance and consumer financial protection laws / regulations and / or business processes or functional areas, as well as a broad understanding of the entire Compliance function and the related business functions. Evaluated business practices and monitors transactions to ensure that business is conducted in compliance with all applicable laws, regulations and internal policies and procedures; champions the escalation, tracking and successful and prompt closure of identified issues or concerns.

Dubai, Uae, Ae

Directed the oversight of model risk through model documentation review, assessment of performance monitoring, model validation, use implementation and refinement of the model’s methodology to include refining Key Risk Indicators (KRIs) and related Key Performance Indicators (KPIs) Worked with senior leadership to update and/or refine risk profiles, risk appetite, and key risk metrics. Directed teams in the development of risk dashboards and reporting formats in alignment with risk appetite/profile and leads teams in the identification, quantification and aggregation of risks using analytical methodologies. Directed staff and initiatives that support risk management programs, to include governance support, risk oversight, risk infrastructure development, identification, quantification, and aggregation of key and emerging risks and/or operational risks and controls. Advised senior management and influences process change. Built and managed high performing teams of risk professionals through recruitment, training, coaching, performance management and related managerial activities. Managed consulting relationships with internal and external clients relative to budget and implementation deliverables and risk mitigation plans as appropriate. Created cohesive bonds with partners and key stakeholders in the organization-wide and oversees the identification, assessment and documentation of risks and controls, including risks associated with new or modified products, services, distribution channels, regulations and/or third-party operations. Directed the formulation of stress test plans for a line of business or the enterprise, evaluates results, and frames contingency plans in partnership with key business stakeholders.

Directed staff and initiatives that support risk management programs, to include governance support, risk oversight, risk infrastructure development, identification, quantification, and aggregation of key and emerging risks and/or operational risks and controls. Advised senior management and influences process change. Built and managed high performing teams of risk professionals through recruitment, training, coaching, performance management and related managerial activities. Managed consulting relationships with internal and external clients relative to budget and implementation deliverables and risk mitigation plans as appropriate. Created cohesive bonds with partners and key stakeholders in the organization-wide and oversees the identification, assessment and documentation of risks and controls, including risks associated with new or modified products, services, distribution channels, regulations and/or third-party operations. Directed the formulation of stress test plans for a line of business or the enterprise, evaluates results, and frames contingency plans in partnership with key business stakeholders. Directed the oversight of model risk through model documentation review, assessment of performance monitoring, model validation, and use implementation. Worked with senior leadership to refine risk profiles, risk appetite, and key risk metrics. Directed teams in the development of risk dashboards and reporting formats in alignment with risk appetite/profile and leads teams in the identification, quantification and aggregation of risks using analytical methodologies.

Wayne, Pa, Us

Socialized potential customers and secured engagements in the area of regulatory compliance targeting small community banks to large financial institutions nationwide. Conducted examinations and audits of mortgages; conducted DFAST Fair Lending; HMDA; TILA (Truth and Lending Act), UDAAP (Unfair Deceptive, Abusive Acts and Practices). Conducted examinations and audits and forensic audit of wealth management and consumer deposit and lending operations of money center financial institutions in New York. Created, tested, and implemented enterprise-wide risk control self-assessments that included identifying KRIs (Key Risk Indicators), detective and preventive controls, as well as, conducting, reporting, and recommending enhancements to policies, procedures (including desktop procedures), and processes. Contributed to the change management to allow the financial institution to identify sustainable process improvements. Liaised with audit committees, boards, regulators, senior management, and critical staff to develop, implement, and complete action plans in response to audit findings and regulatory sanctions, orders, and findings. Managed and lead the execution of audit reviews, including project management and resource planning and mentored teams of auditors ranging in size of 10 to 20 auditors with varying levels of experience and expertise. Developed and managed colleagues, as well as, provided critical training to and shared information with boards, senior management and colleagues enterprise-wide.

New York, Ny, Us

Assisted companies manage risk, drive business performance, and achieve regulatory compliance. Managed and lead the execution of large forensic audit reviews and look back remediation projects, including providing quality control (QC) and quality assurance (QA) reviews as part of my project management and resource planning responsibilities; provided mentoring to teams of contractors and auditors ranging in size of 10 to 20 auditors and up to 75 contractors with varying levels of experience and expertise. Developed and managed colleagues, as well as, provided critical training to and shared information with boards, senior management and colleagues enterprise-wide. Developed and maintained effective working relationships with business units by listening first and sharing my subject matter expertise with the main goal of being the trusted advisor. Managed, analyzed and evaluate the private banking business focusing on residential and commercial lending, and deposit and treasury products and services. Performed risk assessments for the wealth management audit to help inform the risk-based audit plan and assist in the enterprise-wide goal of identifying, measuring, monitoring, controlling, reporting, mitigating and/or eliminating clear and present danger and high risk. Executed the annual risk-based audit plan to provide appropriate coverage of the private banking activities. Managed the execution of the audit plan within departmental methodology, policies and standards, and worked with senior management of the business and internal audit department to vet control issues identified by audit and assisted in the writing, review and dissemination of audit reports.

Orange, Ca, Us

Graduate School Adjunct Professor of Healthcare Finance, Finance, Accounting and Business Courses

Washington, Dc, Us

Los Angeles, Ca, Us

Riverside, California, Us

Washington, Dc, Us

Us

Performed financial management and budget preparation and reporting for various units within the Administration and Operations Group. Prepared proposals for the capital expenditures, supplies and materials and Performed governmental and general accounting functions on a personal computer (PC) to include monitoring accounts receivable and payable. Processed currency conversions for Greek drachma, Cypriot pound, Turkish lire and French franc. Advised on financial crimes compliance.

Arlington, Virginia, Us

Prepared all source intelligence products to support the combat commander. Assessed the significance and reliability of incoming information with current intelligence. Established and maintained systematic, cross-reference intelligence records and files.

Mba, Business/Finance

Bs, Business Adminstration

Economics

Diploma, General Studies