Stéphane Dos Santos Email & Phone Number

Zurich, Switzerland

Zurich, Switzerland

Paris Area, France

- Lead second line risk opinions selected from a risk based approach (e.g.: new retirement products, Real estate investment deals, new fund conceptions, internal projects including strategic ones) – escalation to Executive Committee members and Directors;- Propose to the Chief Risk Officer (CRO) a yearly deep dive plan including budget and resource constraints;- Lead and review deep dives and engage with other functions, such as Actuarial Function and Compliance – presentation to Executive Committee members and Directors;- Oversee Risk and control self-assessment (RCSA) and Top-Down Risk Assessment (TDRA) appropriate execution performed by the staff;- Ensure appropriateness of Aviva France’s subsidiaries oversight from a risk management standpoint (including: the insurance’s asset manager, broker and wealth management bank) with local CROs/risk representatives and setup an oversight framework;- Coordinate and engage with internal stakeholders on ESG including climate risks to implement local governance;- Review / produce quarterly CRO reports aimed at the Board Risk Committee;- Management of 4 FTEs: ensure recruitments, define objectives, perform annual performance reviews, and promote continuous learning to staff members.

Greater Paris Metropolitan Region

London, United Kingdom

- Lead audits: execute and oversee daily tasks.- Review of several processes related among others to core fund services activities (custody, fund accounting), risk management, anti-money laundering and Governance across EMEA, North America and APC regions;- Performance of business analysis in terms of activity, volume, operational risks and regulatory risks;- Define objectives to staff members within projects;- Review work papers;- Write and present issues and draft the audit report to internal clients and Audit Management;- Maintain relationship with the business department;- Engaged in audit team split across EMEA and America.

London, England Metropolitan Area

Paris Area, France

- Contribute to several advisory projects for AXA Corporate Solutions;- Review of key regulatory requirements to collect and aggregate AXA’s internal data to be submitted to the French regulator;- Review, update and quantify operational risks across several locations and review of Internal Solvency Model.- Manage entire projects and provide follow-up to EY Management with key milestones and deliverables;- Responsible of leading meeting with AXA’s managers and Directors to assess the effective design of the controls in place;- Write management reports aimed to AXA Group.

Paris Area, France

- Contribute to all audit stages, my assignments consisted in reviewing internal control procedures, analysing business trends, industry risks and performing controls to assess the completeness and accuracy of financial data. - Responsible of organising, planning, performing audit tasks at the client sites and reviewing statutory accounts and IFRS statements; - Manage junior colleagues and interns during the assignments. This includes managing their work program, developing their professional skills, reviewing their deliverables and providing feedback on performance; - Liaise with client from Staff to Senior Manager level; - Report to Managers in a concise and timely fashion along with arguments to demonstrate findings; - Write audit work papers.

Paris Area, France

Within the Financial Department :-Accounting closing-Improvement of closing process-Macro Excel file automation

Paris Area, France

-Review of internal financial control-Process review in the framework of internal audit missions -Test elaboration and realization-Report redaction-Interview of audited-Database exploiting

Master'S Degree, Finance, Accounting And Audit

Bachelor'S Degree

Diplôme délivré en partenariat avec l'Institut Catholique de Paris.

Associate'S Degree, International Trading

General Certificate Of Education, Accounting And Business/Management