Stephanie Considine Email & Phone Number

Charlotte, North Carolina, United States

*PFG acquired Wells Fargo’s Institutional Retirement and Trust business (IRT) in July of 2019. The IRT AML BIT transferred to PFG in September of 2021 becoming the PCS KYC Support Team. I have worked on the same team since February 2018.•Risk Management Analyst position with Principal Financial Group’s (PFG) Principal Custody Solutions Know Your Customer Support Team (PCS KYC Support Team).•Sole Responsibilities: assign all Onboarding packages, Ongoing Due Diligence (ODD) events, and Enhanced Due Diligence (EDD) packages from the Senior Risk Analysts, assign all AML/BSA request items submitted to PCS KYC Support Team, create and maintain all policies and procedures, and create and maintain all email templates for the use of PCS KYC Support Team.•Team Responsibilities: create and QC onboarding packages for one large customer, perform quality checks (QCs) on AML/BSA due diligence packages to ensure adherence to policies and procedures as well as permissibility to BSA regulations, identify and mitigate operational risks that arise from failed internal processes, people, and systems ensuring compliance with BSA guidelines, enhance and document PCS KYC Support Team policies and procedures, work with team members and business partners to resolve issues and address deficiencies, perform data input into our customer database, assist in various special projects, and run the team shared mailboxes on a rotation. •Accomplishments: created and continue to update all written policies and procedures for data entry, QCs, onboardings, ODD events and EDDs; created and continue to update all email templates. •Recognized by PFG leadership and coworkers for providing both coworkers and individuals from other groups with in-depth knowledge and feedback, showing initiative in taking on numerous projects, training a new hire, writing and maintaining all policies and procedures for the team, and being a Subject Matter Expert (SME) in numerous fields.

Charlotte, North Carolina Area

•Operational Risk Consultant 2 position with Wells Fargo’s Institutional Retirement and Trust Anti-Money Laundering Business Initiatives Team (IRT AML BIT).•Responsibilities: performed quality checks on AML/BSA due diligence packages to ensure adherence to policies and procedures as well as permissibility to BSA regulations, identified and mitigated operational risks that arose from failed internal processes, people, and systems, ensured compliance with BSA guidelines, enhancing and documenting IRT AML BIT policies and procedures, working with team members and business partners to resolve issues and address deficiencies, data input, and assistance in various special projects. •Accomplishments: created and updated procedures for data entry, QC, and the use of both the Corporate Patriot Act Compliance System (CPACS) and the Global Sanctions Management Operations System (GSMOS); lead a monthly TAC Exception project; created and continuously updated all email templates and QC Checklists for AML BIT; identified trends and implemented new controls and checklists to eliminate/prevent SHRP issues. •Recognized by Wells Fargo leadership and coworkers for assisting in training new employees, providing both coworkers and individuals from other groups with in-depth knowledge and feedback, showing initiative in taking on numerous projects, completing the highest number of QC items in 2018, 2019 and 2020, and being a SME in several fields.

Charlotte, North Carolina Area

•Contract AML position with Wells Fargo’s IRT AML BIT via Aerotek (Staffing & Recruiting Firm).•Responsibilities included performing QC on AML/BSA due diligence packages, ensuring compliance with BSA guidelines, working with team members and business partners to resolve issues and address deficiencies, data input, and assistance in special projects including reconciliation and Database clean-ups. •Recognized by Wells Fargo leadership for showing initiative, discovering discrepancies and failed internal processes and escalating them accordingly, and showing a consistent strong performance in a fast-paced high-pressure environment.

Charlotte, North Carolina Area

Assist clients in their day-to-day care of their pets - go to clients' homes to feed, play with, and walk their dogs.

Tranquility, New Jersey

Food preparation and event setup for weddings and rehearsal dinners, company lunches, company events, parties, etc.

Full-time student earning a Master of Criminal Justice (MCJ) degree - obtained May 2017.

Lehigh Valley, Pa

Commercial Litigation and Education Law Paralegal responsible for receiving and processing all case-related documents and all document organization, drafting Interrogatories and Requests to Produce Documents, drafting Requests for Admissions, drafting state and federal subpoenas, preparing timeline of events, drafting any and all correspondence to clients, opposing counsel, judges, witnesses, etc., preparing witness and expert folders and exhibits, preparing trial and deposition exhibits, and other various administrative duties.

Bedminster, New Jersey

•Contract Paralegal position with Verizon Wireless (VSAT Group) via Special Counsel (Legal Staffing & Recruiting firm). •Served as sole administrator for the Electronic Surveillance Team; inputted wiretaps & traces, processed subpoenas, filed/maintained live cases, and assisted with live surveillance handling and training. •Responsibilities were diverse (scope expanded beyond Paralegal functions) and included court order, subpoena, and search warrant processing, billing assistance (price requests, invoice reconciliations, etc.), case file reviews, data input, and much more; frequent correspondence with local, state and federal law enforcement (provided case assistance).•Recognized by Verizon leadership for consistent strong performance in fast-paced high-pressure environments, and by law enforcement agents for case assistance. Trained and mentored new Paralegals. •Created/updated surveillance billing spreadsheets. Key participant in billing system re-org/improvement that helped capture over $2.5M in lost revenue. *Group name changed -- previously Verizon Wireless Law Enforcement Resource Team (LERT)*

Elizabeth, New Jersey

•Reviewed thousands of documents in response to discovery requests in several joint personal injury and wrongful death lawsuits.•Responsibilities included documenting and organizing files within Excel spreadsheets.*The company and law firm wish to remain anonymous until the completion of the trial process.

Parsippany, New Jersey

Created e-files from hard copy documents to assist the law office with efficiency and remote access to files for current cases. Filed and organized documents. Created spreadsheets with contact information for fundraising purposes. Responsible for administrative work, assisting with various legal documents, sitting in on client meetings, and case-related research.

Master Of Criminal Justice (Mcj), Criminal Justice, 3.87

Master of Criminal Justice (MCJ) online program provides students with (1) the knowledge and ability to evaluate criminological.

Paralegal Certificate, Aba Certified Paralegal Certificate, 3.757

Activities and Societies: Paralegal Association of New Jersey (PANJ) The Paralegal Studies Certificate Program includes a balanced.

Bachelor Of Arts (B.A.), Sociology

Activities and Societies: Phi Sigma Tau (President); Phi Sigma Tau (member); Sociology Club (member) Graduated with a minor in Philosophy..

High School Diploma, Liberal Arts And Sciences/Liberal Studies

Activities and Societies: Show Choir- Simply Irresistible all girls show choir (freshman year) and Showstoppers mixed show choir.