Stephanie Holder Email & Phone Number

Implementation of op model, governance and controls around trading venues including: working with DOJ monitor teams on RACI, TOR and SLA’s, onboarding, off boarding, rulebook management and stakeholder management. All aspects of relationship management.• Attend industry working groups on behalf of the bank to understand regulatory impacts, new releases, new product implementation and understand how it affects trading, systems, and teams across the bank.• Chair bi-weekly venues… Show more Implementation of op model, governance and controls around trading venues including: working with DOJ monitor teams on RACI, TOR and SLA’s, onboarding, off boarding, rulebook management and stakeholder management. All aspects of relationship management.• Attend industry working groups on behalf of the bank to understand regulatory impacts, new releases, new product implementation and understand how it affects trading, systems, and teams across the bank.• Chair bi-weekly venues governance forum to ensure actions and deadlines are being met, continuous engagement across stakeholders, review of actions and impacts on recent venues rule changes.• Onboarding of new venues (including changes to venues), impact assessment and analysis. Stakeholder engagement for risks, regulatory and legal considerations, system impacts, credit controls, surveillance and operation.• Ongoing and regular interaction with venues to ensure compliance, effective communication, and relationships.• Implementation of workflow tool and repository for bank-wide venues• Key involvement in drawing up RACI, TOR and SLA’s to create an improved governance for trading venues.• Liaison and co-ordination of stakeholders across the bank to ensure compliance for all audit and questionnaire requirements for venues compliance. Show less

Production and implementation of global oversight model. Responsible for MI creation and coordination of the global control agenda for MO. Focus on providing SME knowledge on complex structured products including credit, securitisation, exotic, balance guarantee and structured issuance.• Create and implement Global Assurance processes to improve visibility into risk and performance of Global Middle Office teams and drive future growth through analysis of optimised performance areas•… Show more Production and implementation of global oversight model. Responsible for MI creation and coordination of the global control agenda for MO. Focus on providing SME knowledge on complex structured products including credit, securitisation, exotic, balance guarantee and structured issuance.• Create and implement Global Assurance processes to improve visibility into risk and performance of Global Middle Office teams and drive future growth through analysis of optimised performance areas• Create monthly Global Assurance Control Pack and Analysis Reports• Senior stakeholder relations and management• Chair monthly Assurance calls with Global Heads and Business Partnership Stakeholders to analyse trends, issues and behaviours in risk, performance, people and technologies; subsequent distribution ofminutes and MIS• Monitor bank-wide proxy trade population. Including working with FO and MO teams to maintain correct proxy population and ensure new complex structured transactions are fully reviewed• Analysis of Exotic Trades to ensure trade integrity• Project Management including Global Assurance Model Implementation, SPV Review, Finance NewBusiness and Proxy Population Analysis, Global Risk and Performance Reporting Project Show less

Responsible for implementation of New Business op model and governance process for structured deals. Responsible for the management of bank wide taxonomy, with focus on amending product logic and codes.• Implementing performance improvement strategies to reduce New Deal approval timeframe, promoting continuous improvement through regular training, communications and relationship management• TMO and FO liaison to agree new deal booking models, implementation and trade lifecycle support… Show more Responsible for implementation of New Business op model and governance process for structured deals. Responsible for the management of bank wide taxonomy, with focus on amending product logic and codes.• Implementing performance improvement strategies to reduce New Deal approval timeframe, promoting continuous improvement through regular training, communications and relationship management• TMO and FO liaison to agree new deal booking models, implementation and trade lifecycle support • Introducing KPI's to monitor and improve performance, working with technology to enhance new business approval system and Structuring to streamline approval documents• Implementing controls framework to ensure correct senior visibility of new business risk, correct escalation framework and improved control environment• On-boarding 9 new Transaction Management teams into approvals process• Stakeholder co-ordination and management across 14 Finance Teams and FO• Proposal pitch and management of senior-visibility project within Finance to remodel governance of New Deal implementation, subsequently resulting in further projects to clear large backlogs of open risk items• Responsible for the creation and implementation of Business Taxonomy Team to manage the bank-wide product taxonomy, working with quants and technology to implement logic to the product suite Show less

Managing a team of 5 responsible for validation and analysis of Structured Issuance products, working closely with FO and both internal and external clients to facilitate new issuances.• Coordinate Global Operating Model for Structured Issuance across APAC and London • Attend weekly and monthly Control Forums• Regular one-to-one's, mid/end year reviews to support career development and team performance • Global Projects - Migrating all APAC Structured Issuance models and trading… Show more Managing a team of 5 responsible for validation and analysis of Structured Issuance products, working closely with FO and both internal and external clients to facilitate new issuances.• Coordinate Global Operating Model for Structured Issuance across APAC and London • Attend weekly and monthly Control Forums• Regular one-to-one's, mid/end year reviews to support career development and team performance • Global Projects - Migrating all APAC Structured Issuance models and trading to London hub; Migration of Italian business from EXO MO to SIP MO; Migration of Repack trades from SIP MO to Solutions MO team. Show less

Trade and sales support for the asset backed, credit and longevity desks.• Trade booking, validation and maintenance of deals and SPV's across credit and insurance products• Run and maintain pricing models for valuation of life insurance structures, life policies and retail loans• Producing and distributing valuation reports to internal stakeholders and external clients• Presentations and training to senior management and stakeholders around complex life insurance deals

Responsible for trade validation across wide portfolio of Structured Credit products. Carried out client bond valuation, pricing and investor reporting, maintaining good relationship with external clients.• Project lead on BAU vs abnormal trading activity, implementing sustainable ongoing monitoring process• Project lead on migration of Milan deals from old booking system into Murex, establishing booking methodologies for complex trade structures

Responsible for trade booking, validation and lifecycle management of credit and longevity derivatives. Production of Longevity Investor Reports and maintenance of longevity pricing models.• Project lead in re-modelling longevity business process to adhere to regulations and data security • Documentation analysis to ensure trades comply with financial regulations• Extensive liaison with Trading, Sales, Finance, Confirmations, Settlements, Legal and External Clients

Ba Hons International Business, First Class

Activities and Societies: Student Body President Economics, Quants, Law, French

Education record

Activities and Societies: House Captain