Stephanie Paxton Email and Phone Number
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As a Technology Risk Executive – I strengthen a company’s first lines of defense through governance and compliance of its IT security, systems and processes. CONNECT 📧 stephanie.paxton@gmail.com 𝗦𝗼𝗺𝗲 𝗼𝗳 𝗠𝘆 𝗖𝗼𝗻𝘁𝗿𝗶𝗯𝘂𝘁𝗶𝗼𝗻𝘀Throughout my career that includes roles at MUFT, Capital One and Raymond James, I’ve ensured RISK retains a voice at the leadership table and: ✓ Transformed the IT Risk-Business relationship to one respected as trusted and collaborative✓ Maintained productive relationships with external auditors ✓ Built tools, teams and frameworks scaled to support M&A growth and integration ✓ Stood up and led teams regarded as business line advisors 𝗠𝘆 𝗟𝗲𝗮𝗱𝗲𝗿𝘀𝗵𝗶𝗽 𝗦𝘁𝗿𝗲𝗻𝗴𝘁𝗵𝘀I’ve long been described as someone who sees things from a different angle, and I bring an analytic approach that I credit with my ability to remain calm and get to the root of the problem.I build strong teams – many that have followed me for years – who describe as tough but fair. They appreciate I set a clear vision with clear expectations and real-time feedback. I’m quite proud to have played a role in helping so many advance into IT leadership roles – and I hope to one day work for THEM!
Raymond James
View- Website:
- raymondjames.com
- Employees:
- 18734
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Vp, Information Technology Compliance ManagementRaymond JamesMooresville, Nc, Us
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Executive Director Control Management | Data, Client Insights, Ai, Product ManagementWells Fargo Nov 2022 - PresentSan Francisco, California, Us -
Head Of Transformation RiskMufg Union Bank, N.A. May 2020 - Nov 2022I led MUFG Union Bank’s Frist Line Risk Transformation program – that included ensuring risk and control identification and development from cloud migration and core platform migration to strengthening the first-line risk program for 3 core business lines. As one of 3 strategic hubs for MUFG’s Operations and Technology team, the Charlotte office was responsible for some of this bank’s most leading-edge technological initiatives prior to its sale to US Bank. -
Director It Governance, Risk & Compliance | It Risk Management + Information Security Raymond JamesRaymond James Jul 2016 - May 2020St. Petersburg, Florida, UsI drove the turnaround of this IT GRC team and built a global Business Information Security Lead program that proactively mitigated risk, ensured compliance, elevated cyber awareness and strengthened the company’s security posture. Leadership relied on me to interpret trends and risks, provide security guidance related to security governance, OCC/FRB/FINRA compliance, deliver control design and assurance testing (PCI, SOX, FICCA, SOC1).⏩ HIGHLIGHTS:- Elevated security awareness through remote and onsite health checks, threat awareness campaigns and cyber education presentations delivered at conferences and events to Boards and Broker-Dealers alike. - Achieved FFIEC mandated maturity level goals through use of FFEIC Cyber Assessment tool and assigning BISL advisors across U.S., Canada, UK and EU Business lines to formulate action plans and close gaps. - Improved controls, forecasting and reporting of HW and SW asset management through ServiceNow automation. - Drove IT vendor risk management assessment consistency, streamlined workflow and introduced tools to drive automation.
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Senior Director, Is AuditCapital One Sep 2015 - Jul 2016Mclean, Va, UsI designed a comprehensive framework used to audit Agile programs from implementations to M&As and integrations. -
Senior Director, Basel And Credit Risk Managment TechnologyCapital One Mar 2011 - Sep 2015Mclean, Va, UsI transformed the IT Risk - Business relationship into a collaborative partnership and stood up a 150-member team. ⏩ HIGHLIGHTS:- Delivered compliance programs and technical stacks to support Basel II and a risk-weighted Asset Calculator that satisfied Basel requirements. - Accountable for a $244M Basel technology program budget and a $20M P&L budget and oversaw spending initiatives and IT assets to ensure full lifetime-cycle value is achieved.- Revitalized a struggling credit risk governance platform by identifying code breakdown, gaining buy-in and implementing proposed short- and long-term fixes.
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Director To Senior Director It Operations Process + Compliance Director | Itil, Audits, ControlsCapital One 2005 - Mar 2011Mclean, Va, UsI drove ITIL process maturation instrumental to successful compliance monitoring, auditing and risk management throughout Capital One’s growth and evolution into an industry-leading financial services company. ⏩ SR. DIRECTOR HIGHLIGHTS (2009–2011)- Built team that drove regulatory compliance across core business lines through COBIT control assessments, IT Security & Facility audits, IT governance and strategy. - Instituted pre-audit testing that proactively identified and mitigated documentation and controls risk. - Steered ITIL consolidation onto ServiceNow. ⏩ DIRECTOR HIGHLIGHTS (2005–2009)- As a GRC lead for IT Infrastructure, stood up controls, established productive regulator relationships and collaborated with Big 4 firm to write SOX controls. - Leveraged data analytics to deliver decision-support information incorporated into Ops Risk Dashboard and used during Board of Directors meetings. - Conceived plan embraced as best practice for future ITIL process integrations.
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Sr. Mgr. Itil Processes / Data Warehouse Project Manager / Operational Analysis + ReportingCapital One 1996 - 2005Mclean, Va, UsI rapidly rose up the ranks – sharpening my project, process and team leadership skills. Along the way, I cemented my reputation for spot-on root ITIL cause analysis.
Stephanie Paxton Skills
Stephanie Paxton Education Details
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University Of VirginiaManaging Information Technology -
Virginia Commonwealth UniversityArt History—Museum Administration
Frequently Asked Questions about Stephanie Paxton
What company does Stephanie Paxton work for?
Stephanie Paxton works for Raymond James
What is Stephanie Paxton's role at the current company?
Stephanie Paxton's current role is VP, Information Technology Compliance Management.
What is Stephanie Paxton's email address?
Stephanie Paxton's email address is st****@****one.com
What is Stephanie Paxton's direct phone number?
Stephanie Paxton's direct phone number is +170344*****
What schools did Stephanie Paxton attend?
Stephanie Paxton attended University Of Virginia, Virginia Commonwealth University.
What skills is Stephanie Paxton known for?
Stephanie Paxton has skills like Vendor Management, Business Analysis, It Strategy, Sdlc, Process Improvement, Project Portfolio Management, Program Management, It Management, Enterprise Architecture, It Operations, Software Development Life Cycle, Risk Management.
Who are Stephanie Paxton's colleagues?
Stephanie Paxton's colleagues are Samantha Roman, Karen Whitsett, Aishleen Tobolski, Charlie I., Carolyn Warner, Sherrlyn Bou, Angie Young.
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