"Leadership is a powerful combination of strategy and personality. If you must be without one, at least be without a strategy." Schwarzkopf, Norman.I excel at overseeing regulatory compliance projects, meeting project-defined milestones, and delivering analytical results as a seasoned leader with a proven risk and compliance track record, solid operations management background, and skills in managing projects under timelines.Currently working in Audit Risk Management at KPMG UK LLP, where I drive project delivery, interact with stakeholders, and collaborate with technical delivery managers and cross-functional teams to ensure projects and reviews are completed on time with a sustained focus on quality. Previously, I successfully completed over 20 audit-style compliance monitoring reviews across various lines of business for the same company.As a member of multiple teams throughout my career, I've had incredible experiences seeing large projects come together and facilitating change.Some highlights from my career and projects include;• A trusted leader known and respected for leading successful change in regulatory compliance projects and building credibility with executive teams and staff.• Led and implemented complex projects, mitigated risks, managed requirements, and collaborated with project stakeholders while managing expectations at the department and project levels.• Top performer with a track record of implementing recommendations and ensuring compliance with internal policies and processes that increased efficiencies.• Successful project delivery utilising project management methodologies with genuine enthusiasm for resolving business challenges through technical innovation.• Solution provider who bridges the gap between business and technology.I am skillful in Risk and Compliance Management, Team Leadership, Project Management, Operational Management, Requirements Engineering, Process Improvement, Stakeholder Management, Gap/Root Cause Analysis, and Workshop Facilitation.
-
Audit Risk ManagerKpmg UkUnited Kingdom -
Audit Risk ManagerKpmg Uk Feb 2022 - PresentLondon, England, United Kingdom• Conduct compliance monitoring reviews to determine whether business processes and controls as designed, are operating effectively in compliance with key regulations and legislation.• Effectively communicate with business functions at all stages of a review process, from issuing a term of reference to formalizing the implementation of remedial steps in response to the review's findings• Work with stakeholders, technical delivery managers and cross-functional teams to ensure review projects complete on time, and within cost and quality guidelines.• Develop business relationships at all levels in delivering pragmatic and proportionate compliance monitoring findings and actions.• Support in the production of the Compliance MI pack and any associated root cause analysis and/or key trends across compliance with key policies and processes.• Regularly report on outcome of reviews to the audit executive board and to regulators such as the Financial Reporting Council (FRC) and the Public Company Accounting Oversight Board (PCAOB)• Create and maintain project schedule to ensure tasks and milestones were completed in a timely manner using tools such Microsoft Project, Power BI, and Jira.• Scan the regulatory horizon to identify trends and emerging risks from regulatory developments and assess their impact on the monitoring programme.
Stephen A. Education Details
-
Commercial Law -
Professional Certificate In Compliance
Frequently Asked Questions about Stephen A.
What company does Stephen A. work for?
Stephen A. works for Kpmg Uk
What is Stephen A.'s role at the current company?
Stephen A.'s current role is Audit Risk Manager.
What schools did Stephen A. attend?
Stephen A. attended The University Of Edinburgh, Dublin Institute Of Technology, University College Dublin.
Who are Stephen A.'s colleagues?
Stephen A.'s colleagues are Hai Linh Le, Esha Jain, Israel Hernandez, Vickram Paliwal, Fflur Thomas, Luis Orlando Davila Rivera, Shariq Rahman.
Not the Stephen A. you were looking for?
-
Stephen Kirk
Old Alresford3rfi-global.com, skcinv.com, planetmark.com -
-
Stephen Haastrup
Data Governance Specialist | Driving Data Quality, Compliance, And Organizational Impact Through Leadership And CommunicationUnited Kingdom -
Stephen A.
Wolverhampton
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial