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@jpmorgan.com
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1 phone found area 212
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Stephen Brenner is listed as Director; Compliance and Operational Risk Manager at Bank of America, a company with 250057 employees, based in Staten Island, New York, United States. AeroLeads shows a work email signal at jpmorgan.com, phone signal with area code 212, and a matched LinkedIn profile for Stephen Brenner.
Stephen Brenner previously worked as Director, Testing Manager at Bank Of America and Senior Vice President at Citigroup Global Capital Markets Inc.. Stephen Brenner holds Bachelor Of Science (B.S.), Political Science from St. John'S University.
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AeroLeads found 1 current-domain work email signal for Stephen Brenner. Compare company email patterns before reaching out.
Stephen Brenner is a Director; Compliance and Operational Risk Manager at Bank of America. He possess expertise in series 4, series 7, series 24, series 63, series 65 and 9 more skills.
Listed skills include Series 4, Series 7, Series 24, Series 63, and 10 others.
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A career timeline built from the work history available for this profile.
Compliance Professional responsible for providing Registered Investment Advisor guidance to the Merrill Lynch Wealth Management and Merrill Edge lines of business. Responsible to ensure compliance with all SEC RIA requirements..Responsible for the independent compliance and operational risk oversight of domestic and offshore mutual funds, exchange traded.
New York, New York, United States
Managed team of 10 Compliance Professionals responsible for the reviews of all aspects of product and account level trade surveillance. Worked extensively with FLU, IT, Enterprise Coverage areas to develop test design and implementation of control processes..Responsible for maintaining and support of the daily testing processes, program standards and.
Long Island City, NY
Compliance Professional responsible to provide both Broker Dealer (FINRA) and RIA (SEC) compliance coverage to the Consumer Wealth Management business..Support RIA CCO compliance monitoring program to facilitate reporting of the firms Personal Wealth Management, Personal Investments, addressing regulatory issues and ensuring compliance with rules and.
New York, New York, United States
Compliance Professional responsible to provide both Broker Dealer (FINRA) and RIA (SEC) compliance coverage to the JPMS Wealth Management business..Conducted comprehensive reviews of the JPMS surveillance program which resulted in automated solutions and test builds implemented in the Actimize Compliance system..Coordinated the Annual 206(4)-7.
Other employees you can reach at bankofamerica.com. View company contacts for 250057 employees →
Lawanda Jefferson
Colleague at Bank Of AmericaAlpharetta, Georgia, United States, United States
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DK
Diksha Kotkar
Colleague at Bank Of AmericaMumbai, Maharashtra, India, India
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JV
Jennifer Vaughn-Slaughter
Colleague at Bank Of AmericaDallas-Fort Worth Metroplex, United States
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BC
Bob Cha
Colleague at Bank Of AmericaTunis, Tunis, Tunisia, Tunisia
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VA
Venessa Alford
Colleague at Bank Of AmericaIndependence, Kansas, United States, United States
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SW
Stuart Wactlar
Colleague at Bank Of AmericaCharlotte, North Carolina, United States, United States
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DV
Diane Vannatta
Colleague at Bank Of AmericaNeshanic Station, New Jersey, United States, United States
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CB
Chicago Bulls
Colleague at Bank Of AmericaChicago, Illinois, United States, United States
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UH
Uttama Hande
Colleague at Bank Of AmericaGwalior, Madhya Pradesh, India, India
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FD
Frank Devine
Colleague at Bank Of AmericaNorwalk, Connecticut, United States, United States
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Quick answers generated from the profile data available on this page.
Stephen Brenner works for Bank of America.
Stephen Brenner is listed as Director; Compliance and Operational Risk Manager at Bank of America.
AeroLeads has found 1 work email signal at @jpmorgan.com for Stephen Brenner at Bank of America.
AeroLeads has found 1 phone signal(s) with area code 212 for Stephen Brenner at Bank of America.
Stephen Brenner is based in Staten Island, New York, United States while working with Bank of America.
Stephen Brenner has worked for Bank Of America, Citigroup Global Capital Markets Inc., Jpmorgan Chase, and Citigroup Global Markets, Inc..
Stephen Brenner's colleagues at Bank of America include Lawanda Jefferson, Diksha Kotkar, Jennifer Vaughn-Slaughter, Bob Cha, and Venessa Alford.
You can use AeroLeads to view verified contact signals for Stephen Brenner at Bank of America, including work email, phone, and LinkedIn data when available.
Stephen Brenner holds Bachelor Of Science (B.S.), Political Science from St. John'S University.
Stephen Brenner is listed with skills including Series 4, Series 7, Series 24, Series 63, Series 65, Ny Life And Health Insurance, Mutual Funds, and Alternative Investments.
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