Stephen Canzona Email & Phone Number

Chicago, Il, Us

Chicago, Illinois, United States

Chicago, Illinois, United States

- Lead teams as Examiner-in-Charge (EIC) in compliance examinations assessing bank and non-bank entities’ compliance with Federal consumer financial law- Obtain and analyze data about supervised entities’ activities, compliance systems, and procedures- Develop, present, and discuss examination findings, recommendations, and corrective actions with bank and non-bank entities’ senior management

Baltimore, Maryland Area

- Prepared legal research memoranda on topics ranging from Maryland General Corporation Law (MGCL) to the Foreign Corrupt Practices Act (FCPA)- Drafted selected provisions in corporate documents, including Non-Disclosure Agreements (NDAs) and Facility Space Rental Agreements- Co-authored a forthcoming American Bar Association (ABA) publication summarizing rules governing communications with a witness during a deposition

Washington D.C. Metro Area

- Drafted pleadings, motions, and memoranda of law in complex civil and criminal matters involving Federal healthcare offenses, mail and wire fraud- Prepared legal research memoranda on topics ranging from civil and criminal procedure to administrative law- Reviewed consumer complaint data and conducted interviews of victims of alleged fraud

Washington D.C. Metro Area

- Performed legal research for investigations implicating federal securities laws and agency rules- Investigated information received via the SEC’s Tips, Complaints, and Referrals (TCR) portal- Reviewed documents pertaining to ongoing investigations and created detailed factual summaries

Washington D.C. Metro Area

ENGAGEMENT MANAGEMENT EXPERIENCE- Managed the daily operations of numerous project teams engaged in performing legal and regulatory risk analyses on behalf of financial institutions and their legal counsel (typically, 5-10 staff consultants)- Served as the primary client relationship manager for engagements involving banking executives at leading multinational financial institutions and senior members of firms represented among the AmLaw 100- Prepared litigation support workplans, fee estimates, and deliverables for law firm clients- Broadened Navigant’s service offerings through expansion of project scope and cross-sellingREPRESENTATIVE ENGAGEMENTS- Conducted independent analyses of alleged deficiencies in credit and compliance standards of the underlying mortgage loan collateral in residential mortgage-backed securities (RMBS)- Maintained large relational database systems supporting complex civil litigation matters and regulatory investigations involving state and federal agenciesSELECTED RESEARCH - Co-authored white papers and research studies on the subprime mortgage market and recent trends in related civil litigation, requiring extensive analysis of civil complaints and settlements

Greater Chicago Area

- Developed and deployed a firm-wide customer relationship management system (CRM)- Drafted equity portfolio screening analyses to create offensive and defensive investment strategies based on global market conditions

Washington D.C. Metro Area

- Assisted senior wealth management practitioners in identifying prospective clients- Managed client portfolio allocations to ensure conformity with stated investment objectives- Worked with the Development Office at a major Northeast university to create a series of Merrill-Lynch sponsored seminars related to financial planning

Juris Doctor (J.D.)

Bachelor Of Science In Business Administration (B.S.B.A), Finance And International Business