Stephen Corwin Email & Phone Number
@raymondjames.com
13 phones found area 516, 202, 570, 631, 718, 209, and 904
LinkedIn matched
Who is Stephen Corwin? Overview
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Stephen Corwin is listed as Vice President GEIB Supervision of Equities and Options at Raymond James, a with 18734 employees, based in St Petersburg, Florida, United States. AeroLeads shows a work email signal at raymondjames.com, phone signal with area code 516, 202, 570, 631, 718, 209, 904, and a matched LinkedIn profile for Stephen Corwin.
Stephen Corwin previously worked as Vice President GEIB Supervision of Equities & Options at Raymond James and Senior Compliance Manager at Raymond James. Stephen Corwin holds Bachelor Of Arts from Villanova University.
Email format at Raymond James
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AeroLeads found 1 current-domain work email signal for Stephen Corwin. Compare company email patterns before reaching out.
About Stephen Corwin
Experienced Vice President with a demonstrated history of working in the financial services industry. Skilled in Securities, Securities Regulation, Trading, FINRA, and Hedge Funds. Strong legal professional graduated from Villanova University.
Listed skills include Securities, Equities, Finra, Series 7, and 13 others.
Stephen Corwin's current company
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Stephen Corwin work experience
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Vice President Geib Supervision Of Equities & Options
Senior Compliance Manager
Principal Examiner
Market Regulations Division: Trading and Financial Compliance Examinations ,(TFCE)Examiner, conducting risk based cycle exams focusing on SEC, FINRA, Nasdaq , Cboe Bats Y/Z, Cboe EDGA/EDGX, NYSE, NYSE American,NYSE Arca, and IEX Exchange Rules.
Associate Principal Examiner
Market Regulations Division: Trading and Financial Compliance Examinations ,(TFCE)Examiner conducting risk based cycle exams focusing on SEC, FINRA, Nasdaq Exchange, Bats Exchange, Direct Edge Exchange, NYSE Exchange, NYSE MKT Exchange and NYSE Arca Exchange Rules.
Compliance Officer
Experience in FINRA audits as well as responding to market regulation inquiries regarding all equity trading and functionality of order management system.Implement and monitor firm wide compliance software, capturing all employee e-mail and instant message correspondence.Administer Firm and Regulatory Continuing Education as well as educate employees on changing rules and regulationsCompleted FINRA Compliance Boot Camp, June 2009Interact with regulatory organizations NYSE/FINRA/SEC, during inquires regarding floor broker trades, firm error accounts, REG SHO and AML.
Equity Trader
Provide direct access clients with real-time trading activity.Assess clients' needs and discuss market opportunities to formulate effective and profitable trading strategies.Integrated new technology to address changes in market trading platforms including Algorithmic, NYSE Hybrid, Order Management Systems and Firm Operating Systems.Proficient in Bloomberg, Thomson One, NYSE BBSS, MIXIT OMS and Microsoft Office.
Head Sales Assistant
Supervised and directed activities of floor clerks to ensure that operational objectives were achieved; coordinated and delegated daily work assignments.Trained personnel in all aspects of floor operations and compliance.Implemented automated trading systems; provided trading and support to floor clerks in system operation.Played a key role in improving infrastructure to accommodate firm's rapid growth and expansion.
Colleagues at Raymond James
Other employees you can reach at raymondjames.com. View company contacts for 18734 employees →
Cheryl Velez
Colleague at Raymond JamesGreater Tampa Bay Area, United States
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KM
Kristin Morosky
Colleague at Raymond JamesGreater Tampa Bay Area, United States
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KD
Kayla Dawson
Colleague at Raymond JamesMemphis, Tennessee, United States
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Valerie Enz
Colleague at Raymond JamesCharleston-Huntington Area, United States
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Benjamin Cohen
Colleague at Raymond JamesChicago, Illinois, United States
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ZW
Zachary Ware
Colleague at Raymond JamesTampa, Florida, United States
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MD
Mandy Dhillon
Colleague at Raymond JamesBritish Columbia, Canada
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JG
Jason Goode
Colleague at Raymond JamesGreater Tampa Bay Area, United States
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JS
John S Macgowan
Colleague at Raymond JamesBelmar, New Jersey, United States
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NP
Nimantha Priyankara
Colleague at Raymond JamesSri Lanka
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Stephen Corwin education
Frequently asked questions about Stephen Corwin
Quick answers generated from the profile data available on this page.
What company does Stephen Corwin work for?
Stephen Corwin works for Raymond James.
What is Stephen Corwin's role at Raymond James?
Stephen Corwin is listed as Vice President GEIB Supervision of Equities and Options at Raymond James.
What is Stephen Corwin's email address?
AeroLeads has found 1 work email signal at @raymondjames.com for Stephen Corwin at Raymond James.
What is Stephen Corwin's phone number?
AeroLeads has found 13 phone signal(s) with area code 516, 202, 570, 631, 718, 209, 904 for Stephen Corwin at Raymond James.
Where is Stephen Corwin based?
Stephen Corwin is based in St Petersburg, Florida, United States while working with Raymond James.
What companies has Stephen Corwin worked for?
Stephen Corwin has worked for Raymond James, Finra, Financial Industry Regulatory Authority (Finra), and G&L Partners Inc..
Who are Stephen Corwin's colleagues at Raymond James?
Stephen Corwin's colleagues at Raymond James include Cheryl Velez, Kristin Morosky, Kayla Dawson, Valerie Enz, and Benjamin Cohen.
How can I contact Stephen Corwin?
You can use AeroLeads to view verified contact signals for Stephen Corwin at Raymond James, including work email, phone, and LinkedIn data when available.
What schools did Stephen Corwin attend?
Stephen Corwin holds Bachelor Of Arts from Villanova University.
What skills is Stephen Corwin known for?
Stephen Corwin is listed with skills including Securities, Equities, Finra, Series 7, Series 63, Equity Trading, Series 24, and Aml.
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