Stephen Corwin
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Stephen Corwin Email & Phone Number

Vice President GEIB Supervision of Equities and Options at Raymond James
Location: St Petersburg, Florida, United States 8 work roles 1 school
1 work email found @raymondjames.com 13 phones found area 516, 202, 570, 631, 718, 209, and 904 LinkedIn matched
4 data sources Profile completeness 100%

Contact Signals · 1 work email · 13 phones

Work email s****@raymondjames.com
Direct phone (516) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Role
Vice President GEIB Supervision of Equities and Options
Location
St Petersburg, Florida, United States
Company size

Who is Stephen Corwin? Overview

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Quick answer

Stephen Corwin is listed as Vice President GEIB Supervision of Equities and Options at Raymond James, a company with 18734 employees, based in St Petersburg, Florida, United States. AeroLeads shows a work email signal at raymondjames.com, phone signal with area code 516, 202, 570, 631, 718, 209, 904, and a matched LinkedIn profile for Stephen Corwin.

Stephen Corwin previously worked as Vice President GEIB Supervision of Equities & Options at Raymond James and Senior Compliance Manager at Raymond James. Stephen Corwin holds Bachelor Of Arts from Villanova University.

Company email context

Email format at Raymond James

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{first}.{last}@raymondjames.com
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AeroLeads found 1 current-domain work email signal for Stephen Corwin. Compare company email patterns before reaching out.

Profile bio

About Stephen Corwin

Experienced Vice President with a demonstrated history of working in the financial services industry. Skilled in Securities, Securities Regulation, Trading, FINRA, and Hedge Funds. Strong legal professional graduated from Villanova University.

Listed skills include Securities, Equities, Finra, Series 7, and 13 others.

Current workplace

Stephen Corwin's current company

Company context helps verify the profile and gives searchers a useful next step.

Raymond James
Raymond James
Vice President GEIB Supervision of Equities and Options
Saint Petersburg, FL, US
Employees
18734
AeroLeads page
8 roles

Stephen Corwin work experience

A career timeline built from the work history available for this profile.

Vice President Geib Supervision Of Equities And Options

Saint Petersburg, FL, US

Vice President Geib Supervision Of Equities & Options

Current

St Petersburg, Florida, United States

Dec 2023 - Present

Senior Compliance Manager

Tampa/St. Petersburg, Florida Area

Apr 2019 - Dec 2023

Principal Examiner

New York

Market Regulations Division: Trading and Financial Compliance Examinations,(TFCE)Examiner, conducting risk based cycle exams focusing on SEC, FINRA, Nasdaq, Cboe Bats Y/Z, Cboe EDGA/EDGX, NYSE, NYSE American,NYSE Arca, and IEX Exchange Rules.

Sep 2016 - Apr 2019

Associate Principal Examiner

New York

Market Regulations Division: Trading and Financial Compliance Examinations,(TFCE)Examiner conducting risk based cycle exams focusing on SEC, FINRA, Nasdaq Exchange, Bats Exchange, Direct Edge Exchange, NYSE Exchange, NYSE MKT Exchange and NYSE Arca Exchange Rules.

Sep 2011 - Sep 2016

Compliance Officer

G&L Partners Inc.

Experience in FINRA audits as well as responding to market regulation inquiries regarding all equity trading and functionality of order management system.Implement and monitor firm wide compliance software, capturing all employee e-mail and instant message correspondence.Administer Firm and Regulatory Continuing Education as well as educate employees on.

Jun 2008 - Sep 2011

Equity Trader

G&L Partners Inc.

Provide direct access clients with real-time trading activity.Assess clients' needs and discuss market opportunities to formulate effective and profitable trading strategies.Integrated new technology to address changes in market trading platforms including Algorithmic, NYSE Hybrid, Order Management Systems and Firm Operating Systems.Proficient in.

Feb 2001 - Sep 2011

Head Sales Assistant

G&L Partners Inc.

Supervised and directed activities of floor clerks to ensure that operational objectives were achieved; coordinated and delegated daily work assignments.Trained personnel in all aspects of floor operations and compliance.Implemented automated trading systems; provided trading and support to floor clerks in system operation.Played a key role in improving.

Dec 1995 - Feb 2001
Team & coworkers

Colleagues at Raymond James

Other employees you can reach at raymondjames.com. View company contacts for 18734 employees →

1 education record

Stephen Corwin education

FAQ

Frequently asked questions about Stephen Corwin

Quick answers generated from the profile data available on this page.

What company does Stephen Corwin work for?

Stephen Corwin works for Raymond James.

What is Stephen Corwin's role at Raymond James?

Stephen Corwin is listed as Vice President GEIB Supervision of Equities and Options at Raymond James.

What is Stephen Corwin's email address?

AeroLeads has found 1 work email signal at @raymondjames.com for Stephen Corwin at Raymond James.

What is Stephen Corwin's phone number?

AeroLeads has found 13 phone signal(s) with area code 516, 202, 570, 631, 718, 209, 904 for Stephen Corwin at Raymond James.

Where is Stephen Corwin based?

Stephen Corwin is based in St Petersburg, Florida, United States while working with Raymond James.

What companies has Stephen Corwin worked for?

Stephen Corwin has worked for Raymond James, Finra, Financial Industry Regulatory Authority (Finra), and G&L Partners Inc..

Who are Stephen Corwin's colleagues at Raymond James?

Stephen Corwin's colleagues at Raymond James include My Edmonds, Cfp®, Cima®, Aif®, Shawn Weidmann, Cfp®, Thomas Follmer, Ricardo Armijo, Aif, Cepa, and B. Thompson.

How can I contact Stephen Corwin?

You can use AeroLeads to view verified contact signals for Stephen Corwin at Raymond James, including work email, phone, and LinkedIn data when available.

What schools did Stephen Corwin attend?

Stephen Corwin holds Bachelor Of Arts from Villanova University.

What skills is Stephen Corwin known for?

Stephen Corwin is listed with skills including Securities, Equities, Finra, Series 7, Series 63, Equity Trading, Series 24, and Aml.

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