Financial Services Executive, Chief Investment Officer, Portfolio Manager, Chairman of the Board

Chairman of the Board and Chief Investment Officer. Board member for the Copper Rock Capital Partners' KELP. Lead portfolio manager for Copper Rock International Small Cap and Global Small Cap funds. Executed the lift out of my portfolio management team from Putnam Investments to Copper Rock Capital Partners in November 2008. Immediately re-launched the international small cap portfolio with seed capital of $5MM. Subsequently launched global all-cap, global small cap, and emerging markets… Show more Chairman of the Board and Chief Investment Officer. Board member for the Copper Rock Capital Partners' KELP. Lead portfolio manager for Copper Rock International Small Cap and Global Small Cap funds. Executed the lift out of my portfolio management team from Putnam Investments to Copper Rock Capital Partners in November 2008. Immediately re-launched the international small cap portfolio with seed capital of $5MM. Subsequently launched global all-cap, global small cap, and emerging markets small cap equity portfolios. Implemented the same investment philosophy and process as when at Putnam with a focus on combining a sophisticated quantitative model with dynamic bottom up stock picking and became an early advocate and adopter of ESG. For the first time began to incorporate ESG directly into investment process relying on both S&P ESG analysis and scoring as well as direct ESG discussions with corporate managements. ESG scores were directly incorporated into the team's scoring mechanism and fundamental analysis of corporates. Routinely challenged managements from around the world on their commitment to and execution of ESG into their businesses. Successfully achieved positive recommendations/ratings from consultants such as Mercer, Aon Hewitt, NEPC, Meketa, Milliman, Cambridge Associates, Pioneer, Zenith, JANA, et al. Acted as lead portfolio presenter and marketer for new business competitions and client board reviews. Grew assets from the original $5MM to nearly $7B. Show less

Chief Investment Officer and team leader for the Global Growth unit of Putnam Investments, managing as much as $20B across a wide range of global and international equity growth portfolios including emerging markets. Restructured the team and investment process upon assuming CIO role in 2002 which led to an immediate and material performance improvement. Lead portfolio manager for the Putnam International New Opportunities/International Growth portfolio as well as the International Small Cap… Show more Chief Investment Officer and team leader for the Global Growth unit of Putnam Investments, managing as much as $20B across a wide range of global and international equity growth portfolios including emerging markets. Restructured the team and investment process upon assuming CIO role in 2002 which led to an immediate and material performance improvement. Lead portfolio manager for the Putnam International New Opportunities/International Growth portfolio as well as the International Small Cap and Global Small Cap equity portfolios. Portfolios managed ranged from small cap to all-cap to large cap and focused on high quality companies with strong management teams. The team utilized a strong investment process which incorporated a highly efficacious quant model coupled with bottom up stock picking. The team traveled globally meeting managements and information sources. My portfolios delivered very strong competitive performance across its wide assortment of mandates. Show less

Launched Kemper Financial Services' globalization efforts by relocating from Chicago to London in 1990 to establish Kemper's international equity research and funds management and simultaneously became lead portfolio manager for the Kemper International Fund mutual fund. Institutional accounts were added at the same time. Grew this from a single portfolio manager in London with two analysts in Chicago to a four pronged effort with offices in London, Hong Kong, Mexico City, and Chicago with 5… Show more Launched Kemper Financial Services' globalization efforts by relocating from Chicago to London in 1990 to establish Kemper's international equity research and funds management and simultaneously became lead portfolio manager for the Kemper International Fund mutual fund. Institutional accounts were added at the same time. Grew this from a single portfolio manager in London with two analysts in Chicago to a four pronged effort with offices in London, Hong Kong, Mexico City, and Chicago with 5 portfolio managers and 5-7 analysts. Acted as the communications point person for interactions with the Kemper Mutual Fund Board. Also was the lead marketing point person for fund presentations. Assets began at $300MM and grew to over $5B with a mix of retail mutual funds and institutional assets. The investment process incorporated a high quality growth orientation with a bottom up stock picking focus as well as a quantitative based screening tool. Maintained lead portfolio manager position on Kemper International Fund after Kemper Financial Services merged with Scudder Investments in 1997. Selected as an Institutional Investor All-American buy-side top equity analyst in 1989 and 1991. Show less